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Accounting & Finance - Compliance Jobs in UK

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Head of Compliance

Salary:
£89k - £90k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
13-Oct-2008 09:35Add to My Shortlist

Head of Compliance London - City To £90, 000 Who They Are They are one of the country's leading financial services groups and life and insurance product providers. They are currently recruiting for a Head of Compliance for their General Insurance group function based in the City. What You Will Be Doing This is a role which will oversee the whole...


Compliance Assistant

Salary:
£45k - £50k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
07-Oct-2008 18:46Add to My Shortlist

Global Risk management and P&C insurance brokerage is seeking a new member to join its compliance team. This job requires experience in compliance and excellent communication skills. With the acquisition of new business in to expand EMEA operations European language skills an advantage (but not essential) JOB DESCRIPTION Job: Compliance Assistant The successful job holder will assist in the compliance...


Senior Compliance Officer

Salary:
£54k - £55k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
13-Oct-2008 10:57Add to My Shortlist

Senior Compliance Officer London £55, 000 Who They Are They are an established futures and options brokerage with a global coverage. Based in their London City Office they are currently recruiting for a Senior Compliance Officer to join their regulatory function. What You Will Be Doing Reporting into the Chief Compliance Officer you will be responsible for being a key contact...


Compliance Monitoring Officer

Salary:
£43k - £44k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
13-Oct-2008 10:57Add to My Shortlist

Compliance Monitoring Officer London £44, 000 Who They Are They are a leading International Asset Management firm who are currently recruiting for a Compliance Monitoring officer to join them on a 12 month maternity cover contract. What You Will Be Doing Reporting into the Head of Department this role's main responsibility will be assisting with the implementation of group and divisional...


Compliance & Risk Monitoring AVP

Salary:
£55k - £60k pa + Excellen
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
07-Oct-2008 18:15Add to My Shortlist

Compliance & Risk Monitoring AVP EMEA Wealth Management business is expanding its compliance team- inline with the impressive influx of high net worth individuals. Working a small team you will: * Contribute to the assessment of business risks and leveraging management information to identify key risks and emerging trends; * Conducting comprehensive Risk & Compliance monitoring reviews to provide management...


Compliance Testing

Salary:
£30 - £35 p hour
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temporary
Date Posted:
10-Oct-2008 15:43Add to My Shortlist

Compliance Testing Group - Junior VP/senior Associate level Our client, a top tier Investment Bank is looking to recruit a qualified accountant with at least 5 year previous experience within compliance or audit for this compliance testing role. Your role sits within the Compliance Testing Group, whose primary function is to execute detailed testing work programs to assess compliance with...


Compliance Assistant - Mandarin Speaker

Salary:
£40k - £41k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
14-Oct-2008 08:43Add to My Shortlist

Compliance Assistant - Mandarin Speaker London £40, 000 Who They Are They are a growing and dynamic FX trading firm based in the City of London. They are currently recruiting for a Compliance assistant who is fluent in Mandarin to join their regulatory team. What You Will Be Doing Reporting into the Company Compliance officer you will be responsible for reviewing...


Compliance Assistant - Mandarin Speaker

Salary:
£40k - £41k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
07-Oct-2008 08:38Add to My Shortlist

Compliance Assistant - Mandarin Speaker London £40, 000 Who They Are They are a growing and dynamic FX trading firm based in the City of London. They are currently recruiting for a Compliance assistant who is fluent in Mandarin to join their regulatory team. What You Will Be Doing Reporting into the Company Compliance officer you will be responsible for reviewing...


Compliance Assistant

Salary:
£30k - £31k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
13-Oct-2008 10:56Add to My Shortlist

Compliance Assistant London £30, 000 Who They Are They are a well known financial services group who cover Asset Management, Private Banking and Financial Planning. Due to a change in company structure they are currently recruiting for a Compliance Assistant for their London office. What You Will Be Doing Reporting into the Head of Compliance you will be responsible for assisting...


Senior Compliance Surveillance Analyst

Salary:
£59k - £60k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
13-Oct-2008 10:56Add to My Shortlist

Senior Compliance Surveillance Analyst London £60, 000 Who They Are They are an Internationally renowned forward thinking financial services group with a truly global brand name. They are currently recruiting within their Asset Management division for a Senior Compliance Analyst. What You Will Be Doing Reporting into the Head of Department you will be responsible for managing the Conflicts function which...


Compliance Project Leader

Salary:
£54k - £55k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
13-Oct-2008 10:58Add to My Shortlist

Compliance Project Leader London £55, 000 Who They Are One of the UK's largest private client investment management firms is currently recruiting for a Compliance Projects Leader to be based in their London City office. What You Will Be Doing Reporting into the Head of Projects you will be responsible for the implementation of specific projects which will be dictated by...


Commodities Compliance AD

Salary:
£55k - £75k pa + benefits
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
10-Oct-2008 08:44Add to My Shortlist

Our Client, a leading City financial institution, is looking for a Compliance professional at Associate Director level to support their Commodities Sales & Trading teams. Other main duties for this senior role will include; developing close relationships with other relevant infrastructure staff and front office. Also focusing primarily on the firms energy trading business. In addition you will manage relationships...


Compliance Officer/ Office Manager

Salary:
£30k - £35k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
10-Oct-2008 12:54Add to My Shortlist

Compliance Officer/ Office Manager An FSA regulated securities firm and hedgefund are looking to recruit a compliance officer who will also undertake the role of office manager. This is a really exciting opportunity to make a mark on an exciting company and have a real part to play in its operation and growth.They are looking to move quickly with this...


Compliance Associate Director

Salary:
£80k - £10k0 pa + benefit
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
10-Oct-2008 08:41Add to My Shortlist

Our client is a highly renowned global Investment Manager who is looking to recruit an Associate Director of Investment Compliance. The ideal candidate will have senior compliance experience from a reputable UK Investment Management firm(s) and a desire to develop a close working relationship with the business and push compliance forward. Reporting to the Head of London Compliance you will...


Regional Compliance Manager

Salary:
£40k pa + excellent packa
Location:
Aberdeen, Aberdeenshire, Angus, Argyll, Bute, Clackmanshire, Dumfries, Galloway, Dundee, East Ayrshire, East Dumbarton, East Lothian, East Renfrewshire, Edinburgh, Falkirk, Fife, Glasgow, Highland, Inverclyde, Midlothi
Job Type:
Permanent
Date Posted:
07-Oct-2008 11:34Add to My Shortlist

This UK leading Independent Financial Advisory Company is seeking a self motivated Regional Compliance Manager to provide a full professional Compliance guidance and assistance to the business. This will include being responsible for policies & procedures, compliance planning, risk assessments, monitoring controls, investigation and corrective actions. In addition you will ensure maintenance of competence by constantly reviewing your own training...


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Senior Compliance Manager

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  • Milton Keynes
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