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Compliance Jobs in London

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Group Compliance and Risk Officer - insurance PLC

Salary:
to £105,000
Location:
London
Job Type:
Permanent
Date Posted:
10-Feb-2012 15:03Add to My Shortlist

JOB TITLE Group Compliance and Risk Officer OVERALL PURPOSE OF THE JOB: 1)To oversee and manage compliance obligations worldwide. 2)To establish, oversee and manage an appropriate framework of risk management for the company, its subsidiaries and businesses. KEY RESPONSIBILITIES: Compliance qTo monitor and advise on Group Compliance obligations generally qTo act as Compliance Officer and to ensure that all regulatory...

Business Unit Compliance Officer

Salary:
£60k pa + pension, medical cover, bonus.
Location:
City Of London
Job Type:
Permanent
Date Posted:
13-Feb-2012 12:54Add to My Shortlist

A fantastic opportunity has arisen for an experienced Business Unit Compliance Officer, to partner with the highly successful division at a reputable insurance firm based in the City of London. The position is a business partnering role, sitting with the business and taking ownership for all Compliance matters - applicable regulation, internal policy, and procedures - across the Business Unit in...

Business Unit Compliance Officer

Salary:
£60k pa + pension, medical cover, bonus.
Location:
City Of London
Job Type:
Permanent
Date Posted:
13-Feb-2012 12:55Add to My Shortlist

A fantastic opportunity has arisen for an experienced Business Unit Compliance Officer, to partner with the highly successful division at a reputable insurance firm based in the City of London. The position is a business partnering role, sitting with the business and taking ownership for all Compliance matters - applicable regulation, internal policy, and procedures - across the Business Unit in...

Compliance Analyst

Salary:
£25k.00 - £35k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
13-Feb-2012 17:18Add to My Shortlist

Compliance Analyst London Up to £35,000 + Excellent Benefits Package An exciting new permanent job opportunity as a Compliance Analyst has arisen within the London team of one of the worlds largest global financial organisations. You would be part of an evolving organisation that is recognised for its innovation and customer focus. This particular client provides unrivalled training within the...

Compliance Officer

Salary:
£50,000 - £60,000
Location:
London
Job Type:
Permanent
Date Posted:
08-Feb-2012 00:00Add to My Shortlist

My client a leading international Brokers are looking to recruit a Compliance Officer for their London City office. The Compliance and Business Risk department provide advice to UK regulated entities involved in Insurance and Reinsurance Broking. Your role as Compliance Officer will be to handle day-to-day enquiries from the UK regulated entities and associated Overseas Offices relating to risk and compliance, with...

Compliance Analyst

Salary:
£70k - £71k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 17:15Add to My Shortlist

The Company A well established Asset Manager based in the City have an exciting opportunity for a Compliance Analyst to join their organisation The Role Reporting directly into the Head of Compliance you will be responsible for all aspects of Compliance relating to the business. This is a very generalist role which will allow good exposure to all aspects of Compliance including both policy and regulatory advice as...

Compliance Assistant

Salary:
£30k - £40k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 08:22Add to My Shortlist

The Company Robert Half are currently representing a successful investment manager who are looking for a Compliance Assistant to join its expanding Legal & Compliance Team. This role will mainly involve assisting the Compliance Manager with the Firms regulatory responsibilities. The ideal candidate will have 2-3 years compliance experience within the Financial Services industry. Experience working within or with Brokerage Firms within the Financial Services industry would...

Liquidity Risk internal audit/ compliance

Salary:
to 700 per day
Location:
London
Job Type:
Contract/Interim
Date Posted:
07-Feb-2012 15:44Add to My Shortlist

We have several requirements with leading banks for contractors with experience in capital markets and internal audit. Please contact me as we have many roles in this area and compliance for example we are looking for people who can help with - Leading/participating in audits of Treasury Liquidity Risk Management coupled with a strong working knowledge of the related control...

Compliance Officer - Marine (Insurance)

Salary:
£55k - £60k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
10-Feb-2012 17:52Add to My Shortlist

A leading Global Insurance Broker are looking for a senior compliance professional well versed in Commercial Insurance to oversee a team and take a business partnership role with a highly successful division. The role is a business partnering role, sitting with the marine division and taking ownership for all Compliance matters - applicable regulation, internal policy, and procedures - across...

Compliance Officer - General Insurance

Salary:
£75k pa + bonus + benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
13-Feb-2012 19:38Add to My Shortlist

Market leading general insurer currently seek a Compliance Officer to act in an advisory capacity to the business to ensure good practice Compliance management from both a Lloyds and FSA regulatory perspective. The remit of the role will include: * Educating the business, acting in a consultative role to implement regulatory/Compliance requirements in a commercial manner. * Preparing reports for...

Regulatory Compliance Project Manager

Salary:
£55k - £65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 17:09Add to My Shortlist

Position Title: Regulatory Compliance Project Manager (Risk, Tax, Finance, HR, IT) Please note- this is not an IT based Project Manager Role. Department/Team: Project Management Office (PMO) Reporting To: Project Management Office Direct Reports: None Working Hours: 9.00 am to 5.30 pm Permanant. Candidate will ideally come from a fast paced financial services background with knowledge of Tax/Regulatory compliance or...

Compliance Monitoring Supervisor

Salary:
£30k - £35k pa + bonuce
Location:
London
Job Type:
Permanent
Date Posted:
10-Feb-2012 15:32Add to My Shortlist

Our client is a well established Independent Financial Advisor based in Central London offering mortgage, pension and investment advice as well as other areas. Due to a very recent promotion, there is now a great opportunity available for a strong individual to join as a Compliance Monitoring Supervisor. The main responsibilities will be: -Reviewing Client Files and other advice related documentation -Producing detailed feedback about the findings of advice reviews -Updating the systems with results and findings -End to end overseeing of the remedial action process -Assisting advisers with feedback, process and procedural enquiries -Overseeing and...

Compliance Associate

Salary:
£28k - £32k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
10-Feb-2012 17:55Add to My Shortlist

An established and internationally recognised Asset Management firm need to hire a compliance associate to develop and grow with the business. This is a junior position, however some experience in a compliance environment and also sufficient educational credentials are required. Your responsibilities will include: * Developing a good knowledge of the FSA handbook, in order to assist the business in ensuring all regulatory...

Compliance Officer

Salary:
£60k - £65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 08:12Add to My Shortlist

The Company Robert Half are currently representing an investment management company who are looking to bring on a compliance specialist to continue there current success as pioneers of ethical and responsible investment who are committed to pushing forward a positive agenda for change on behalf of our clients. The Role To help ensure that activities are in compliance with the principles, rules and guidance of the FSA and other...

Chief Compliance Officer

Salary:
£50k - £70k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 18:18Add to My Shortlist

Main Responsibilities: *Help to improve procedures for the provision of compliance services, reflect these in the compliance manuals and provide technical advice and training as necessary so that the compliance team is able to implement them. *Carry out proactive monitoring reviews across the business in accordance with the agreed monitoring plan, coordinating with Risk and Internal Audit as appropriate. Through this...

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