Accounting & Finance - Compliance Jobs in London

Head of Compliance : Private Wealth - EXCLUSIVE

Salary:: GBP80k - GBP90k pa
Location:: City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:: Permanent
Date Posted:: 18-Mar-2010 16:32Add to My Shortlist

Our client is a deeply respected private client investment manager . This role will be to manage the Compliance function , to ensure that the Company is and remains compliant with all regulatory requirements of the FSA, the SEC and other appropriate bodies, including anti- money laundering regulations. To be responsible for the day-to-day development and management of the Compliance...

Senior Manager - Liquidity Compliance Programme

Salary:: Ł62.5 - Ł75 p hour
Location:: City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:: Contract/Temporary
Date Posted:: 16-Mar-2010 12:15Add to My Shortlist

My client, a leading banking corporation, urgently requires a Senior Compliance Manager. The new FSA Liquidity Standards regime has major business and infrastructure implications and necessitates improvement of the current operating model and compliance set up. This Senior Manager will be involved in all aspects of firm compliance work and central project governance activity including Technical Advisory, Workstream support and...

Compliance Director

Salary:: Ł800 - Ł1k p/day
Location:: City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:: Contract/Temporary
Date Posted:: 16-Mar-2010 10:20Add to My Shortlist

In the context of a changing regulatory environment and business restructuring, the client is seeking to evolve and more effectively implement a fit for purpose compliance framework that effectively balances all needs of the business. The Compliance Director role will be based in London and will cover Risk Services and Reinsurance, The role will report to the Chief Risk Officer...

Compliance Officer - Insurance - City

Salary:: To Ł70k + bonus + bens
Location:: The City
Job Type:: Permanent
Date Posted:: 16-Mar-2010 15:59Add to My Shortlist

Market leading insurer seek a Compliance Officer to manage compliance risk for all of the businesses regulated entities by managing the relationship with the regulator, the promotion of best practice, monitoring and developing procedures to monitor regulatory developments and report to senior management. The remit of the role will include: To monitor and advise on Domestic and International licensing arrangements...

Compliance Officer - Insurance - City

Salary:: To Ł70k + bonus + bens
Location:: The City
Job Type:: Permanent
Date Posted:: 16-Mar-2010 15:57Add to My Shortlist

Market leading insurer seek a Compliance Officer to manage compliance risk for all of the businesses regulated entities by managing the relationship with the regulator, the promotion of best practice, monitoring and developing procedures to monitor regulatory developments and report to senior management. The remit of the role will include: To monitor and advise on Domestic and International licensing arrangements...

Compliance Consultant

Salary:: To Ł80K + Excellent bens
Location:: The City
Job Type:: Permanent
Date Posted:: 17-Mar-2010 08:45Add to My Shortlist

Market leading financial services organisation currently seek a Compliance Consultant to become an integral member of the Group Compliance team. Contributing at all levels to the professional delivery of a business focused compliance regime. The post holder will be responsible for all aspects of Group Compliance: regulation; financial crime and policies and governance. As a trusted adviser, your remit will...

Head of Risk and Compliance London / Midlands

Salary:: Ł60k - Ł70k pa + Car, Bon
Location:: London
Job Type:: Permanent
Date Posted:: 19-Mar-2010 16:31Add to My Shortlist

This leading Global Solutions company are currently looking for a Head of Risk and Compliance covering UK & Ireland, to work from London or The Midlands. As Head of Risk and Compliance you will be reporting to the Regional Finance Director, and you will be responsible for providing assurance to the Company UK and Ireland Region Management board in relation...

Deputy Head of Compliance, London

Salary:: Ł100, 000-Ł120, 000
Location:: London
Job Type:: Permanent
Date Posted:: 18-Mar-2010 09:48Add to My Shortlist

Overall purpose of the role: Act as Deputy to the Head of Compliance, London and represent the Compliance Department in committee and in meetings with Senior Branch Management. The role includes direct oversight of business advisory and client vetting, along with acting as Money Laundering Reporting Officer for the main UK entities. Main responsibilities and duties of the role (indicate...

Compliance Associate

Salary:: Ł75k pa
Location:: London
Job Type:: Permanent
Date Posted:: 15-Mar-2010 14:54Add to My Shortlist

The Company One of the worlds largest and most respected Hedge Funds has an exciting opportunity for a Compliance Associate to join their UK based subsidiary. The Role The main purpose of the role will be to provide compliance advice to the business and oversee all monitoring activities for a multi asset, multi jurisdiction and multi strategy asset manager. specific...

Compliance Assistant Conflicts

Salary:: Ł35k pa
Location:: London
Job Type:: Permanent
Date Posted:: 19-Mar-2010 14:45Add to My Shortlist

The Company This prestigious and reputed Law firm is seeking someone to join their high calibre AML department. This unique role comes from a forward-thinking company who deal in a wide range of exciting and progressive areas. The Role The main purpose of the role will be to ensure that the firm complies with its regulatory obligations and appropriately mitigates...

Interim AML Compliance Assistant

Salary:: Ł35k pa
Location:: London
Job Type:: Contract
Date Posted:: 19-Mar-2010 14:10Add to My Shortlist

A fantastic law firm in the heart of London is seeking an Interim Professional to work on a fixed term contract as an AML Assistant to cover 9 months maternity cover. The Role The main purpose of the role will be to ensure that the firm complies with its regulatory obligations and appropriately mitigates risk issues. Responsibilities will include but...

Compliance Assistant

Salary:: Ł35k pa
Location:: London
Job Type:: Permanent
Date Posted:: 18-Mar-2010 15:37Add to My Shortlist

The Company This prestigious and reputed Law firm is seeking someone to join their high calibre AML department. This unique role comes from a forward-thinking company who deal in a wide range of exciting and progressive areas. The Role The main purpose of the role will be to ensure that the firm complies with its regulatory obligations and appropriately mitigates...

Desk Based Review Compliance

Salary:: Ł45k - Ł65k pa
Location:: City Of London
Job Type:: Permanent
Date Posted:: 19-Mar-2010 17:33Add to My Shortlist

Leading Investment Bank seeks a Compliance professional to join their Monitoring function. The main focus of this role will be: * Performing risk assessments to prioritise areas for review and rolling out compliance review work based on the results of those risk assessments * Leading review engagements and meeting standards for delivering high quality value added reviews * Validating compliance...

Compliance Manager

Salary:: Ł280 - Ł320 p/day
Location:: City Of London
Job Type:: Contract/Temporary
Date Posted:: 16-Mar-2010 11:50Add to My Shortlist

My client, a leading banking corporation, urgently requires a Compliance Manager. Reporting to the UK Head of Compliance and Management, the Compliance Manager will ensure that the activities of the UK business are undertaken in a controlled and compliant manner. You will be expected to maintain close working relationships with management and the business to ensure compliance and operational risk...

Compliance Consultant

Salary:: To Ł80K + Excellent bens
Location:: The City, London
Job Type:: Permanent
Date Posted:: 17-Mar-2010 08:47Add to My Shortlist

Market leading financial services organisation currently seek a Compliance Consultant to become an integral member of the Group Compliance team. Contributing at all levels to the professional delivery of a business focused compliance regime. The post holder will be responsible for all aspects of Group Compliance: regulation; financial crime and policies and governance. As a trusted adviser, your remit will...