Compliance Jobs in England
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Head of Compliance
- Salary:
- £80k - £90k pa + Benefits
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 16-May-2012 11:04Add to My Shortlist
Head of Compliance for City based Life Insurer My City based client is currently looking for a dynamic and commercially focused Head of Compliance to join their rapidly expanding Pensions & Investments business to provide direction and advice to the business on areas of regulatory change and technical compliance including structuring of commercial arrangements; and undertake a range of monitoring...
Assistant Manager - Compliance
- Salary:
- TO £65,000
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 18-May-2012 00:00Add to My Shortlist
This major City based International Bank are currently looking to recruit an experienced individual who has acquired in depth Compliance (policy / risk and regulatory affairs) work experience within a banking environment, Ideally professionally qualified, applicants must have a sound understanding of UKFSA handbook and UKFSA regulatory regime, as well as the ability to draft policy, handle regulatory reporting and...
Legal & Compliance Manager (Investments)
- Salary:
- 86, 000
- Location:
- London
- Job Type:
- Contract/Interim
- Date Posted:
- 22-May-2012 00:00Add to My Shortlist
A leading insurance group and FTSE250 listed company with around 1,500 employees, the business is a global business with a broad range of clients and portfolios is looking for a Legal & Compliance Manager to join their Group Investments team. Group Investments is the company's in-house multi-asset, multi-manager Investment Manager and is responsible for funds under management. The Legal &...
Compliance Officer- Qualified Lawyer for COLP status
- Salary:
- £60,000 - £80,000pa
- Location:
- London
- Job Type:
- Contract/Interim
- Date Posted:
- 22-May-2012 12:28Add to My Shortlist
An excellent opportunity has arisen at a leading law firm for a qualified lawyer with Compliance experience within the legal sector to work closely with the MLRO and the Risk Committee, also being the first point of contact on any money laundering and compliance issues that arise within the firm. The incumbent of the role will manage all regulatory and statutory compliance aspects as well as...
Compliance Analyst, Investment Regulations
- Salary:
- £50,000 - £55,000
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 00:00Add to My Shortlist
Our client, a leading insurance and reinsurance group is looking for a Compliance Analyst. If you're a highly motivated Compliance Analyst with a good understanding of investment regulations and impressive experience of providing regulatory interpretation and analysis, consider a move to the company. A leading insurance group and FTSE250 listed company with around 1,500 employees, the business is a global...
Compliance Officer (Deputy MLRO) - Corporate / Retail Banking
- Salary:
- £65, 000
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 19-May-2012 00:00Add to My Shortlist
A leading Financial Services provider is looking for a Compliance Officer (Deputy MLRO) to join its growing team. The ideal candidate will have come from a corporate, wholesale or retail banking background with regulatory knowledge and expertise in payments services and processing. This is an opportunity to work with the Global Head of Regulation and Compliance / MLRO to ensure...
Compliance Monitoring Officer
- Salary:
- £30000.00 - £40000.00 pa + BENEFITS
- Location:
- Cheltenham
- Job Type:
- Permanent
- Date Posted:
- 16-May-2012 10:48Add to My Shortlist
The Capita Group Plc is the UKs leading business process outsourcing company. Our goal is simple - to help our huge range of public and private sector clients improve service to their customers. With over 40,000 employees, 20,000 clients and a turnover of over £2.7bn, Capita continues to grow year on year. Our capabilities include customer and administration services, IT services and financial services. The Role To monitor and report on the compliance of CLPRS with FSA, or local Regulator, other regulatory requirements and internal Capita policies (where appropriate) in line with the Compliance Monitoring Plan. Provide specialist advice and guidance to the business in respect of non-compliance and potential improvements. - To carry out the Compliance Monitoring Plan - To maintain the...
Compliance Monitoring Officer
- Salary:
- £30000.00 - £40000.00 pa + BENEFITS
- Location:
- Bristol
- Job Type:
- Permanent
- Date Posted:
- 16-May-2012 11:29Add to My Shortlist
The Capita Group Plc is the UKs leading business process outsourcing company. Our goal is simple - to help our huge range of public and private sector clients improve service to their customers. With over 40,000 employees, 20,000 clients and a turnover of over £2.7bn, Capita continues to grow year on year. Our capabilities include customer and administration services, IT services and financial services. The Role To monitor and report on the compliance of CLPRS with FSA, or local Regulator, other regulatory requirements and internal Capita policies (where appropriate) in line with the Compliance Monitoring Plan. Provide specialist advice and guidance to the business in respect of non-compliance and potential improvements. * To carry out the Compliance Monitoring Plan * To maintain the...
Marketing Compliance Executive
- Salary:
- £23k - £33k pa + benefits
- Location:
- Salisbury
- Job Type:
- Permanent
- Date Posted:
- 17-May-2012 14:31Add to My Shortlist
An experienced Marketing Compliance Executive is required to join a friendly department based in a large Financial Services Company, located in Salisbury. The role, based in Salisbury, will see you reviewing and approving Financial Promotions and other relevant communications in accordance with FSA rules and other relevant guidance and standards, as well as: - Develop and maintain the required knowledge...
Senior Compliance Auditor
- Salary:
- £45k - £55k pa + plus bonus
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 21-May-2012 14:47Add to My Shortlist
Mackenzie Stuart is currently recruiting on behalf of a world leading oil and gas business. This company has operations around the globe and a turn over in excess of £20bn. Due to an internal promotion, they are currently looking to recruit for a senior compliance auditor Main responsibilities will be -Plans, organizes and performs various audits worldwide, including financial/ operational / Compliance (FCPA) or information systems audits, within cost and time budgets. -Develops accurate and complete audit work papers that adequately support audit findings and documents work performed. -Timely prepares audit points summarizing findings and...
Compliance Advisory Associate - Alternatives
- Salary:
- Competitive
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 12:28Add to My Shortlist
An excellent opportunity has arisen at a leading Investment Management Firm for someone from a compliance advisory background. The role will responsible for providing advice to alternatives to include Hedge Funds, Private Equity & Real Estate Some of the responsibilities within the role will include: ► Working in partnership with the various business areas to provide timely and proactive regulatory advice on day to day issues....
Compliance : Business Management Associate
- Salary:
- £55k.00 - £60k.00 pa
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 18-May-2012 10:09Add to My Shortlist
A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the governance, internal communications processes, financial management, MIS and Reporting and general provision of business support services to EMEA Legal and Compliance Department Coordinating all aspects of business administration Tracking and monitoring of Departmental budgets, ensuring adherence to plans and that any variances are appropriately escalated and authorised...
Danish & Spanish Compliance Analyst
- Salary:
- £12.08 p hour
- Location:
- Brighton
- Job Type:
- Temporary/Seasonal
- Date Posted:
- 23-May-2012 18:14Add to My Shortlist
American Express, the World's premier financial and travel solutions provider, is looking for an effective Danish and Spanish speaker to join their compliance team. Duties & Responsibilities: * Conducts account reviews and call assessments to ensure day to day operations are conducted in compliance with regulatory and legal requirements and company policies. * Applies knowledge of Risk modeling, strategies, and risk rules in assessing case quality and account actioning. * Reviews, on an...
Compliance : Business Management Associate
- Salary:
- £55k.00 - £60k.00 pa
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 08:15Add to My Shortlist
A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the governance, internal communications processes, financial management, MIS and Reporting and general provision of business support services to EMEA Legal and Compliance Department Coordinating all aspects of business administration Tracking and monitoring of Departmental budgets, ensuring adherence to plans and that any variances are appropriately escalated and authorised...
Compliance Manager
- Salary:
- £40,000 - 45,000pa
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 17:22Add to My Shortlist
My clients, an established Lloyds Broker are looking to recruit a Compliance Manager. Based in the City, London, as the sole compliance provider your role will be to ensure the company is compliance with all business and regulatory procedures. Reporting to the Board your duties will include; * Maintain an up to date knowledge of the regulatory requirements. * Monitor and maintain...
