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Compliance Jobs in London

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Head of Compliance

Salary:
£80k - £90k pa + Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-May-2012 11:04Add to My Shortlist

Head of Compliance for City based Life Insurer My City based client is currently looking for a dynamic and commercially focused Head of Compliance to join their rapidly expanding Pensions & Investments business to provide direction and advice to the business on areas of regulatory change and technical compliance including structuring of commercial arrangements; and undertake a range of monitoring...

Assistant Manager - Compliance

Salary:
TO £65,000
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 00:00Add to My Shortlist

This major City based International Bank are currently looking to recruit an experienced individual who has acquired in depth Compliance (policy / risk and regulatory affairs) work experience within a banking environment, Ideally professionally qualified, applicants must have a sound understanding of UKFSA handbook and UKFSA regulatory regime, as well as the ability to draft policy, handle regulatory reporting and...

Legal & Compliance Manager (Investments)

Salary:
86, 000
Location:
London
Job Type:
Contract/Interim
Date Posted:
22-May-2012 00:00Add to My Shortlist

A leading insurance group and FTSE250 listed company with around 1,500 employees, the business is a global business with a broad range of clients and portfolios is looking for a Legal & Compliance Manager to join their Group Investments team. Group Investments is the company's in-house multi-asset, multi-manager Investment Manager and is responsible for funds under management. The Legal &...

Senior Compliance Auditor

Salary:
£45k - £55k pa + plus bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2012 14:47Add to My Shortlist

Mackenzie Stuart is currently recruiting on behalf of a world leading oil and gas business. This company has operations around the globe and a turn over in excess of £20bn. Due to an internal promotion, they are currently looking to recruit for a senior compliance auditor Main responsibilities will be -Plans, organizes and performs various audits worldwide, including financial/ operational / Compliance (FCPA) or information systems audits, within cost and time budgets. -Develops accurate and complete audit work papers that adequately support audit findings and documents work performed. -Timely prepares audit points summarizing findings and...

Compliance Officer- Qualified Lawyer for COLP status

Salary:
£60,000 - £80,000pa
Location:
London
Job Type:
Contract/Interim
Date Posted:
22-May-2012 12:28Add to My Shortlist

An excellent opportunity has arisen at a leading law firm for a qualified lawyer with Compliance experience within the legal sector to work closely with the MLRO and the Risk Committee, also being the first point of contact on any money laundering and compliance issues that arise within the firm. The incumbent of the role will manage all regulatory and statutory compliance aspects as well as...

Compliance : Business Management Associate

Salary:
£55k.00 - £60k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 10:09Add to My Shortlist

A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the governance, internal communications processes, financial management, MIS and Reporting and general provision of business support services to EMEA Legal and Compliance Department Coordinating all aspects of business administration Tracking and monitoring of Departmental budgets, ensuring adherence to plans and that any variances are appropriately escalated and authorised...

Compliance Analyst, Investment Regulations

Salary:
£50,000 - £55,000
Location:
London
Job Type:
Permanent
Date Posted:
22-May-2012 00:00Add to My Shortlist

Our client, a leading insurance and reinsurance group is looking for a Compliance Analyst. If you're a highly motivated Compliance Analyst with a good understanding of investment regulations and impressive experience of providing regulatory interpretation and analysis, consider a move to the company. A leading insurance group and FTSE250 listed company with around 1,500 employees, the business is a global...

Compliance : Business Management Associate

Salary:
£55k.00 - £60k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
22-May-2012 08:15Add to My Shortlist

A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the governance, internal communications processes, financial management, MIS and Reporting and general provision of business support services to EMEA Legal and Compliance Department Coordinating all aspects of business administration Tracking and monitoring of Departmental budgets, ensuring adherence to plans and that any variances are appropriately escalated and authorised...

Compliance Consultant - Dodd Frank

Salary:
£600 - £800 p/day
Location:
Docklands
Job Type:
Contract/Temp
Date Posted:
22-May-2012 13:44Add to My Shortlist

A top tier investment bank has approached Advantage Professional to provide them with a Compliance Consultant to take ownership of their Dodd Frank/US Volcker implementation from London. You will provide advisory regulatory expertise on the implementation of US Volcker and Dodd Frank rules to the EMEA entities and registered Swap Dealers. Providing advisory support to front office and other shared services and implementing a framework...

Compliance Officer (Deputy MLRO) - Corporate / Retail Banking

Salary:
£65, 000
Location:
London
Job Type:
Permanent
Date Posted:
19-May-2012 00:00Add to My Shortlist

A leading Financial Services provider is looking for a Compliance Officer (Deputy MLRO) to join its growing team. The ideal candidate will have come from a corporate, wholesale or retail banking background with regulatory knowledge and expertise in payments services and processing. This is an opportunity to work with the Global Head of Regulation and Compliance / MLRO to ensure...

Financial Quality Compliance Executive

Salary:
£32k pa + Benefits + Bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2012 16:31Add to My Shortlist

Financial Quality Compliance Executive Central London - £32000 plus Bonus + Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, PERFORMANCE IMPROVEMENT An exciting opportunity has arisen to join a high profile client within the financial services sector. The role is based in central London. This is an opportunity to join a dynamic company and make a significant impact. The successful candidate...

Senior Compliance Manager

Salary:
£70,000 + cash allowances
Location:
London
Job Type:
Permanent
Date Posted:
22-May-2012 17:07Add to My Shortlist

Allemby Hunt is assisting a global banking institution recruit for a senior compliance manager to work at group level, ensuring the business units are creating and maintaining regulatory standards in line with local and international financial services' requirements. Ideally you will have worked at group level to have a broader understanding of regulations and how each business operations function, thus knowing their priorities...

Group Head of Risk and Compliance

Salary:
£110k - £130k pa + Bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
23-May-2012 12:02Add to My Shortlist

AnnaPurna is proud to be working in partnership with a global financial services client who are looking to appoint a new Group Head of Risk and Compliance into their business. This is a great opportunity fro an experienced Risk professional with a strong financial services background to move into a Globally recognised organisation. Leadership & Teamwork * Lead the ongoing dialogue with Group Risk with respect to the People Risk agenda contributing member of the Risk Strategy...

Group Head of Risk and Compliance

Salary:
£100k - £110k pa + Bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
22-May-2012 11:33Add to My Shortlist

AnnaPurna is proud to be working in partnership with a global financial services client who are looking to appoint a new Group Head of Risk and Compliance into their business. This is a great opportunity fro an experienced Risk professional with a strong financial services background to move into a Globally recognised organisation. Leadership & Teamwork * Lead the ongoing dialogue with Group Risk with respect to the People Risk agenda contributing member of the Risk Strategy...

Compliance Advisory Manager

Salary:
£50k - £70k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
22-May-2012 12:24Add to My Shortlist

Compliance Advisory Manager London City Up to £65,000 + Benefits + Bonus + Pension An exciting new permanent job opportunity has arisen for a Compliance Advisory Manager within a large and reputable investment management firm. A Compliance Advisory Manager within this role will be responsible for the monitoring of regulatory developments and communicating these internally. You will be providing regulatory...

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