Compliance Jobs in Middlesex
Find Compliance jobs in Middlesex within the Accounting & Finance industry. Search and apply today.
Alternatively, register with Jobsite, upload your CV and let Accounting & Finance recruiters in Middlesex find you. Once registered, we can send you an email job alert each time a new Compliance job becomes available.
You are here: Jobs > Accounting & Finance > Compliance > Middlesex
Sort by:
Compliance Officer
- Salary:
- £70,000 - £75,000
- Location:
- Wc2a, London, West London
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 15:45Add to My Shortlist
Compliance Officer - Private Equity WC2. A top opportunity has arisen for an experienced and self driven Compliance Officer to join this very successful and expanding Private Equity Firm. They are focused on the financial services sector and the successful candidate will have experience in dealing with compliance issues in a regulated environment, including at initial investment stage and from...
Risk Review Compliance
- Salary:
- £50k - £80k pa
- Location:
- City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 18-May-2012 11:45Add to My Shortlist
Top Tier Global Investment Bank seeks Risk Review Compliance professional. Role Details: * Work as part of the team responsible for risk-based compliance testing across corporate and investment banking in the EMEA region. * Plan for and manage the execution of compliance reviews according to the established review schedule. * Performing risk assessments to prioritise areas for review. * Identifying...
Financial Quality Compliance Executive
- Salary:
- 32000.00 GBP Annual + Benefits + Bonus
- Location:
- London, City
- Job Type:
- Permanent
- Date Posted:
- 21-May-2012 18:58Add to My Shortlist
Financial Quality Compliance Executive - Central London - £32000 plus Bonus + Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, PERFORMANCE IMPROVEMENT An exciting opportunity has arisen to join a high profile client within the financial services sector. The role is based in Central London. This is an opportunity to join a dynamic company and make a significant impact. The successful...
Compliance Manager, Private Side Advisor
- Salary:
- Negotiable
- Location:
- London, City
- Job Type:
- Permanent
- Date Posted:
- 21-May-2012 10:45Add to My Shortlist
CORE RESPONSIBILITIES * Establish strong relationships with relevant Capital Markets teams and assist in driving forward compliance culture within the organisation, at all times ensuring the business owns compliance risk. * Support Senior Management in managing the business area to ensure that all business undertaken meets regulatory requirements and that the Business's responsibilities are correctly discharged. * Provide advice, guidance, direction and interpretation as regards compliance issues...
Compliance Officer
- Salary:
- 40000.00 GBP Annual
- Location:
- London, The City
- Job Type:
- Permanent
- Date Posted:
- 18-May-2012 12:06Add to My Shortlist
As the Compliance Officer you have to have about 5 years Compliance/AML experience in bank or similar financial institution where the focus has been on corporate rather than retail customers. You will be: Supervising and assessing internal procedures to ensure regulatory compliance. Owning the client on-boarding procedure. Drafting CDD procedure, supervising Due Diligence of new clients, period reviews on CDD...
Compliance analyst
- Salary:
- Market + bens +bonus
- Location:
- The City
- Job Type:
- Permanent
- Date Posted:
- 17-May-2012 16:17Add to My Shortlist
Compliance analyst within high performing Investment team of dynamic London market insurance underwriters. This is an ideal role in which to build your compliance career, and offers all round exposure and ongoing development. You will Understand Investment regs in all juristictions and will moniter changes in regulatory framework in all Countries. Maintain the investment manual. Advise if strategic and tactical...
Legal and Compliance Business Management Associate
- Salary:
- Competitive Package
- Location:
- London, The City
- Job Type:
- Permanent
- Date Posted:
- 23-May-2012 13:53Add to My Shortlist
Our client is a world class investment management business with a diverse range of innovative investment solutions for both institutional, intermediary and individual clients. Following ongoing investment in the Legal and Compliance function, a new vacancy has arisen for a Business Management Associate within the Legal and Compliance team. The team establishes and tests policies and procedures to ensure they meet regulatory requirements and are operationally effective, has oversight of regulatory issues and provides compliance training. The Business Management Associate will have...
Compliance Associate
- Salary:
- Negotiable, excellent bens
- Location:
- The City, London
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 17:28Add to My Shortlist
This successful Corporate Finance House based in the City is currently seeking a Compliance professional to work in a generalist position. This is an exciting time to join this established and highly regarded firm as they are currently going through a massive period of change and development. The salary offered is highly competitive and includes a comprehensive benefits package. In this role you will...
Compliance Analyst
- Salary:
- Negotiable
- Location:
- London, City
- Job Type:
- Contract/Interim
- Date Posted:
- 23-May-2012 14:47Add to My Shortlist
My client a leading Energy provider in the UK is currently seeking a Compliance Analyst to work on a major B2C programme. They require a Business Analyst/Compliance Analyst with proven regulatory industry experience preferably gained from the energy industry but not essential. Knowledge/experience expected * Must have an understanding of the Industry regulatory landscape * Ability to facilitate the identification...
Aml / Compliance Officer - (Temp)
- Salary:
- To £17 p/h
- Location:
- West End, London
- Job Type:
- Temporary/Seasonal
- Date Posted:
- 17-May-2012 13:05Add to My Shortlist
An International Bank based in the West End are looking to recruit an experienced AML / KYC COMPLIANCE OFFICER on a temporary basis of up to 6 months. The successful candidate will be responsible for ensuring that the Bank closely follows all FSA rules and regulations. Duties to include; To help manage the review of customer due diligence (CDD) of customer files, to assist with the reviewing of...
Director of Compliance Central Services (CCS) Operations
- Salary:
- GBP600 - GBP800 p/day
- Location:
- City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temp
- Date Posted:
- 23-May-2012 09:13Add to My Shortlist
Director of Compliance Central Services (CCS) Operations An immediate opportunity has arisen for an experienced Director of Compliance Central Services (CCS) Operations to join our client, a major financial services company based in London Key responsibilities of the Director of Compliance Central Services Operations job will include: - Representative for CCS in the Global Compliance Control Framework OpCo, a joint...
Regulatory Compliance Consultant(RETAIL FUNDS)
- Salary:
- £50k.00 - £60k.00 pa
- Location:
- City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 08:13Add to My Shortlist
Job Board Advert Regulatory Compliance Consultant(RETAIL FUNDS) Our client is a professional financial services group for the asset management and securities industry . Its service offering is regulatory compliance consultancy services Alongside this, it offers services including hosted regulatory permissions, due diligence, compliance training, risk management and recruitment. Its Regulatory Compliance Consulting business is dedicated to providing compliance advisory services...
Senior Group Compliance Manager : Outstanding Opportunity
- Salary:
- £70k.00 - £95k.00 pa
- Location:
- City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 23-May-2012 10:01Add to My Shortlist
An excellent opportunity has arisen for a Senior Compliance Manager to have oversight of a Top Tier Investment Firm working with all the Senior Stakeholders ensuring the business unit complies with their obligations under the various Financial Services regulatory requirements for which the Group Head of Compliance & Regulatory Affairs is accountable. The roleholder will: * Monitor the Regulatory Compliance...
Compliance - Private Client / Fund Specialist
- Salary:
- £600 - £900 p/day
- Location:
- City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temp
- Date Posted:
- 22-May-2012 17:40Add to My Shortlist
Private Client Investment Process Manager Role: Oversight and Governance of Private Client and Charities Business. Description Within the Private Clients business responsibility for the first line of defence rests with the business management and fund managers and encompasses the development, monitoring and oversight of the key controls that are in place to deal with the day to day. The Private... to the Head of Private Clients has responsibility for assisting management with the oversight and governance of the Private Client and Charities Business. This role requires a comprehensive knowledge of investment management and an in-depth understanding of private client investment processes. The individual will also require a detailed understanding of Compliance and Risk as well as Anti-Money Laundering and the client sanctions checking process A key element of the role will be the ownership of three key control mechanisms: The Portfolio Suitability Group. A control mechanism introduced to monitor commonality and suitability has been active since autumn 2011.The Portfolio Suitability Group...
Central Compliance Professional
- Salary:
- £50k - £65k pa
- Location:
- City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 23-May-2012 16:04Add to My Shortlist
Central Compliance Professional needed to join reputable Investment Bank with global presence. Job description: * Approving PA Dealing, OBAs, Gifts & Entertainment and Private Investments. * FSA & SEC Approved persons registrations, including Training & Competence. * Compliance regulatory reporting (Gabriel & Fees). * Advise (or developing competencies to advise) on the regulatory requirements pertaining to the mandate of the...