Forensic Accounting Jobs in Surrey
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Compliance Officer - Front office support
- Salary:
- £55k.00 - £70k.00 pa
- Location:
- City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 23-May-2012 10:52Add to My Shortlist
Compliance Officer - Front office support London Based Global Asset Manager Up to £70,000 per annum + Benefits + Bonus Our client is a leading global asset manager with over £120 billion under management and offices world wide is looking to bring on board a compliance analyst to work in close liaison with their front office team. Overview: The Investment... management agreements, and other contractual constituent documents Assist with the general administration of Charles River, including rule creation, testing, and production enhancements Research post trade exceptions and escalate to front office staff when necessary Participate in the design, refinement and execution of internal controls and corporate compliance procedures Surveillance and forensic testing of the front office compliance program Derivative exposure monitoring Monitor soft dollar allocations Transaction reporting Takeover Panel The ideal candidate will have the following skill set: 5+ years front office asset management experience with a broker or investment manager Well-developed computer skills; intermediate to expert use of MS Office...