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Banking - Compliance Jobs in UK
Find Banking - Compliance jobs in UK from top employers and recruitment agencies on Jobsite. Search and apply now.
You are here: Jobs > Banking > Compliance > UK
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Independent Financial Adviser (Offshore International)
- Salary:
- £60k - £70k pa + Car, Pen
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 18:33Add to My Shortlist
Independent Financial Adviser (Offshore International) MINIMUM REQUIREMENTS: FULL FPC/CeFA/CFP OTE: £100K + Car + bonus + benefits The private client division ofthis global bank is looking for Independent Financial Advisers in London Canary Wharf, to service its HNW/UHNW International clients who are resident in the UK. The wealth management division seeks business from around the world and services both the...
Head of Compliance
- Salary:
- £89k - £90k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 13-Oct-2008 09:35Add to My Shortlist
Head of Compliance London - City To £90, 000 Who They Are They are one of the country's leading financial services groups and life and insurance product providers. They are currently recruiting for a Head of Compliance for their General Insurance group function based in the City. What You Will Be Doing This is a role which will oversee the whole...
Compliance Assistant
- Salary:
- £45k - £50k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 07-Oct-2008 18:46Add to My Shortlist
Global Risk management and P&C insurance brokerage is seeking a new member to join its compliance team. This job requires experience in compliance and excellent communication skills. With the acquisition of new business in to expand EMEA operations European language skills an advantage (but not essential) JOB DESCRIPTION Job: Compliance Assistant The successful job holder will assist in the compliance...
Loans Administrator/ Corporate Banking Assistant
- Salary:
- £30k - £31k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 07-Oct-2008 08:16Add to My Shortlist
Loans Administrator/Corporate Banking Assistant London £30, 000 plus bonus and benefits Who They Are An established Investment bank, with over 100 years of International market experience and spanning 675 offices globally including Europe, New York and London has an excellent opportunity for an Assistant to the Corporate Banking Officer. What You Will Be Doing Liaise with Head Office in Athens on...
Commercial Finance Manager
- Salary:
- £45k - £52k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 09-Oct-2008 10:55Add to My Shortlist
Accountabilities: * Financial and commercial practice/sector analysis of some weekly but mostly monthly results, production of forecasts, variance analyses for the benefit of the GH/PH and Corporate. * Attends and participates in review meetings with Partners to provide financial analysis but also general commercial advice. * Builds the annual budgets * Reviews and monitors the weekly EIS ((Executive Information Summary), ...
Senior Compliance Officer
- Salary:
- £54k - £55k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 13-Oct-2008 10:57Add to My Shortlist
Senior Compliance Officer London £55, 000 Who They Are They are an established futures and options brokerage with a global coverage. Based in their London City Office they are currently recruiting for a Senior Compliance Officer to join their regulatory function. What You Will Be Doing Reporting into the Chief Compliance Officer you will be responsible for being a key contact...
Tax Adviser
- Salary:
- £45k - £60k pa + + Bens
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 13-Oct-2008 12:26Add to My Shortlist
Based in Victoria and reporting to a Senior Tax Adviser of this leading FTSE 100 company, you will ensure all legal, and other requirements relating to group taxation compliance matters are dealt with in a timely and competent manner. You will also keep under review the transfer pricing methodology for the group, liaising with Senior Taxation Advisers and the Director...
Compliance Monitoring Officer
- Salary:
- £43k - £44k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 13-Oct-2008 10:57Add to My Shortlist
Compliance Monitoring Officer London £44, 000 Who They Are They are a leading International Asset Management firm who are currently recruiting for a Compliance Monitoring officer to join them on a 12 month maternity cover contract. What You Will Be Doing Reporting into the Head of Department this role's main responsibility will be assisting with the implementation of group and divisional...
Compliance & Risk Monitoring AVP
- Salary:
- £55k - £60k pa + Excellen
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 07-Oct-2008 18:15Add to My Shortlist
Compliance & Risk Monitoring AVP EMEA Wealth Management business is expanding its compliance team- inline with the impressive influx of high net worth individuals. Working a small team you will: * Contribute to the assessment of business risks and leveraging management information to identify key risks and emerging trends; * Conducting comprehensive Risk & Compliance monitoring reviews to provide management...
Head of Risk
- Salary:
- £95k pa + Bonus and benef
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 13-Oct-2008 13:39Add to My Shortlist
*Excellent opportunity to head Risk Division of this international investment bank and stockbroking business* As the Head of Risk you will be responsible for the implementation and oversight of all risk functions across market, credit and operational risk. This role provides exposure to all internal management across the business and provides an opportunity to work in fast-growing and highly successful...
Compliance Testing
- Salary:
- £30 - £35 p hour
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 10-Oct-2008 15:43Add to My Shortlist
Compliance Testing Group - Junior VP/senior Associate level Our client, a top tier Investment Bank is looking to recruit a qualified accountant with at least 5 year previous experience within compliance or audit for this compliance testing role. Your role sits within the Compliance Testing Group, whose primary function is to execute detailed testing work programs to assess compliance with...
Compliance Assistant - Mandarin Speaker
- Salary:
- £40k - £41k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 07-Oct-2008 08:38Add to My Shortlist
Compliance Assistant - Mandarin Speaker London £40, 000 Who They Are They are a growing and dynamic FX trading firm based in the City of London. They are currently recruiting for a Compliance assistant who is fluent in Mandarin to join their regulatory team. What You Will Be Doing Reporting into the Company Compliance officer you will be responsible for reviewing...
Compliance Assistant
- Salary:
- £30k - £31k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 13-Oct-2008 10:56Add to My Shortlist
Compliance Assistant London £30, 000 Who They Are They are a well known financial services group who cover Asset Management, Private Banking and Financial Planning. Due to a change in company structure they are currently recruiting for a Compliance Assistant for their London office. What You Will Be Doing Reporting into the Head of Compliance you will be responsible for assisting...
Control Room Analyst
- Salary:
- £35k - £55k pa + benefits
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 08:57Add to My Shortlist
Control Room Our Client, a leading City Institution, is looking for a Mid Level Compliance professional to join their Control Room Team. Your main duties will involve; establishing and maintaining Chinese Walls and advising senior management on conflict clearance. Also you will be updating and maintaining the Watch and Restricted Lists and liaising with Investment Bankers on the progress of...
Operations Risk
- Salary:
- £50k - £55k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 07-Oct-2008 17:25Add to My Shortlist
Job Purpose To maximise the efficiency and effectiveness of our business operation and to minimise the risk and impact of performance interruption. Key Responsibilities <UL> - Put comprehensive procedures in place to manage any situation that can interrupt the business performance - Take the lead in co-ordinating response to any significant interruption - Gain buy-in across the company's leadership team...
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