Compliance Jobs in London

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Senior Compliance Auditor

Salary:: �45k - �55k pa + plus bonus
Location:: City Of London
Job Type:: Permanent
Date Posted:: 21-May-2012 14:47Add to My Shortlist

Mackenzie Stuart is currently recruiting on behalf of a world leading oil and gas business. This company has operations around the globe and a turn over in excess of �20bn. Due to an internal promotion, they are currently looking to recruit for a senior compliance auditor Main responsibilities will be -Plans, organizes and performs various audits worldwide, including financial/ operational / Compliance (FCPA) or information systems audits, within cost and time budgets. -Develops accurate and complete audit work papers that adequately support audit findings and documents work performed. -Timely prepares audit points summarizing findings and...

Financial Quality Compliance Executive

Salary:: �32k pa + Benefits + Bonus
Location:: City Of London
Job Type:: Permanent
Date Posted:: 21-May-2012 16:31Add to My Shortlist

Financial Quality Compliance Executive Central London - �32000 plus Bonus + Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, PERFORMANCE IMPROVEMENT An exciting opportunity has arisen to join a high profile client within the financial services sector. The role is based in central London. This is an opportunity to join a dynamic company and make a significant impact. The successful candidate...

Group Head of Risk and Compliance

Salary:: �110k - �130k pa + Bonus
Location:: City Of London
Job Type:: Permanent
Date Posted:: 23-May-2012 12:02Add to My Shortlist

AnnaPurna is proud to be working in partnership with a global financial services client who are looking to appoint a new Group Head of Risk and Compliance into their business. This is a great opportunity fro an experienced Risk professional with a strong financial services background to move into a Globally recognised organisation. Leadership & Teamwork * Lead the ongoing dialogue with Group Risk with respect to the People Risk agenda contributing member of the Risk Strategy...

Group Head of Risk and Compliance

Salary:: �100k - �110k pa + Bonus
Location:: City Of London
Job Type:: Permanent
Date Posted:: 22-May-2012 11:33Add to My Shortlist

Compliance Manager, Private Side Advisor

Salary:: Neg
Location:: City Of London
Job Type:: Permanent
Date Posted:: 18-May-2012 17:28Add to My Shortlist

CORE RESPONSIBILITIES - Establish strong relationships with relevant Capital Markets teams and assist in driving forward compliance culture within the organisation, at all times ensuring the business owns compliance risk. - Support Senior Management in managing the business area to ensure that all business undertaken meets regulatory requirements and that the Businesss responsibilities are correctly discharged. - Provide advice, guidance, direction and interpretation as regards compliance issues...

Compliance Manager

Salary:: 300.00 - 400.00 GBP Day
Location:: London, City
Job Type:: Contract/Interim
Date Posted:: 24-May-2012 17:45Add to My Shortlist

Leading corporate bank is currently on a journey to rebuild a bank that is safe and sustainable. By undergoing programme work within the regulatory risk function my client is proactively de-risking the business. This is an exciting time to join the risk management function because the function has 100% backing from the CEO and to date the group has made significant progress and delivered on all commitments to reduce risk. However, there remains much to do and they require a number of interim compliance managers to fulfil generalist compliance responsibilities. Responsibilities: -Your primary role will be to identify regulatory risks within the compliance division of the corporate bank. -Managing key stakeholder relationships at Senior Management level -Provide timely and accurate written and/or verbal guidance in relation to compliance matters for the businesses set out...

Assistant Compliance Officer

Salary:: Market Rate
Location:: London
Job Type:: Permanent
Date Posted:: 21-May-2012 13:27Add to My Shortlist

A fantastic opportunity has arisen within a leading bank in the City. The successful candidate will be working within the Compliance department, assisting with the daily monitoring and surveillance of Equity and Financial Market trading activity. Core Tasks and Responsibilities include (but not limited to): * Use trade exception reports and trade booking systems to identify any improper disclosure/insider dealing and breaches of the information barriers * Assist with any incoming...

US Tax Manager

Salary:: �55,000 - �70,000
Location:: London
Job Type:: Permanent
Date Posted:: 22-May-2012 16:36Add to My Shortlist

US Tax Manager required for our client to work in their Business Advisory Group to work specifically with group structures, private equity funds, and fund management businesses. Responsibilities To manage a portfolio of clients with a focus on US/International group structures, including private equity funds and hedge fund management businesses. To take full responsibility for the tax compliance and consultancy...

RUSSIAN speaking RELATIONSHIP MANAGER - HNWI

Salary:: To �50K+ up to 3x salary
Location:: London
Job Type:: Permanent
Date Posted:: 19-May-2012 00:00Add to My Shortlist

Job Title: Russian spkg Relationship Manager - HNWI Skills: Fluency in Russian, ideally a background in wealth management, at least strong sales experience in banking + , FSA qualifications, CeFA, IMC, IAD, etc. Salary: �35-50k basic + commission up to 3x salary Location: London Your Job Purpose: To identify opportunities to acquire new clients via referrals or direct acquisition with... advice in line with sales processes Build relationships with key clients and influencers inside the referral businesses and work closely with regions / countries to increase the database through sourcing new client referrals. Adhere to a robust control environment, effective self-monitoring of activities to satisfy internal control standards and ensure compliance with all external regulatory requirements. Responsibility for ownership of KYC for the client base Development Value: You will deepen your client relationship and sales skills for maximum financial impact and, depending on experience, increase your knowledge of products and sales processes involved. Future roles could include Support & Service Head, ...

Senior M&S Money Assistant

Salary:: �25,150 to �29,850
Location:: White City
Job Type:: Permanent
Date Posted:: 25-May-2012 14:20Add to My Shortlist

About us: Combining over 125 years in retail with 147 years in banking, M&S Money is in a unique position of being able to access all that's great about both the M&S and HSBC brands. Building on our success to-date, we're now in a position to expand our in-store presence with a broader range of products and services which reflect... services. You will create meaningful and lasting relationships with customers and ensure M&S class service is at the heart of everything you do. About the role: This is a critical customer-facing role which embodies the M&S Money brand in-store and you will be expected to: �Meet customer service, sales and compliance targets as agreed with the M&S Money Manager �Build customer relationships, identifying solutions that satisfy their financial needs �Carry out on the job training and coaching for staff to ensure full product, systems and channel knowledge, resulting in a seamless, quality and value-add interaction with the customer �Act as operational...

Syndicate Capital Analyst

Salary:: �30k - �70k pa
Location:: City Of London
Job Type:: Permanent
Date Posted:: 23-May-2012 15:43Add to My Shortlist

If youve got working knowledge of the commercial general insurance business and ideally of the London Market or Lloyds, along with an actuarial qualification, heres a role thats could help you reach peak potential. What will you do? * Actuarial aspect of Syndicate Capital Reviews - Support the process design for MRC's review of syndicate capital models, validation and results....

Financial Quality Compliance Executive

Salary:: 32000.00 GBP Annual + Benefits + Bonus
Location:: London, City
Job Type:: Permanent
Date Posted:: 21-May-2012 18:58Add to My Shortlist

Financial Quality Compliance Executive - Central London - �32000 plus Bonus + Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, PERFORMANCE IMPROVEMENT An exciting opportunity has arisen to join a high profile client within the financial services sector. The role is based in Central London. This is an opportunity to join a dynamic company and make a significant impact. The successful...

Head of Compliance - (Stockbroker) - London / City

Salary:: �70-�100K (DOE)
Location:: London
Job Type:: Permanent
Date Posted:: 22-May-2012 12:57Add to My Shortlist

HEAD OF COMPLIANCE - (STOCKBROKER) - LONDON / CITY We are seeking a Head of Compliance to join an expanding Stockbroker and Corporate firm based in the heart of London's financial district. Read on.... As a specialist stockbroker our client delivers exceptional trading opportunities in equities, CFDs, FX, IPOs and private equity placements to its clients. Undertaking an exciting period...

IFA Sales Support Assistant

Salary:: �29, 000
Location:: London
Job Type:: Contract/Interim
Date Posted:: 18-May-2012 10:01Add to My Shortlist

We have a 12 month maternity contract with a global Investment manager in their UK retail Distribution team. You must have previous experience with a Sales Support or Business Development or Client Service team in a Financial Institution Provide Support to Sales Team Respond to information requests from clients both in relation to potential new investments and existing holdings within... all activity. Responsible for monitoring the completion and return of RFP/Questionnaires from clients, liaising with RFP team where appropriate Responsible for the preparation and completion of Distributor/Rebate Agreements on Mutual Funds; liaising where relevant with the legal, finance and transition departments. fully involved in this procedure and working within our compliance requirements Platform Management Information, Monthly production of platform MI to identify key supporting IFAs and to highlight significant monthly inflows and outflows Assisting in the organisation of meetings/luncheon presentations and seminars. To be present at regional presentations, seminars etc Responsible for liaising with the marketing team regarding the provision of...

PA to Partner - International Accountancy Firm - �30-35k

Salary:: �30k - �35k pa + Excellent benefits
Location:: London
Job Type:: Permanent
Date Posted:: 24-May-2012 10:32Add to My Shortlist

This highly influential and well established accountancy firm is seeking a pro-active and extremely efficient PA to support one of their partners on a 1:1 basis. Duties/Responsibilities: * Fast and accurate digital audio and copy typing of documents * International travel booking * Creating and amending PowerPoint presentations * Written correspondence * Keeping up to date on compliance issues such...