Compliance/Regulatory Jobs in Hampshire
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Customer Consultant Retail
- Salary:
- £17,150 - £20,009
- Location:
- Southampton
- Job Type:
- Permanent
- Date Posted:
- 21-May-2012 11:16Add to My Shortlist
Prepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society
Customer Consultant Retail Location: Southampton (CBS) Salary: £17,150 - £20,009 per annum and branch bonus scheme Hours of work: Monday - Friday 9-5pm, 35 hours per week. Plus Saturdays 9:00am - 12:00pm (Rota basis) Closing Date: 4th June 2012 Purpose of Role If you like people and enjoy delivering high quality customer service, you'll love working here. Our support and... out investment meetings in line with the investment sales process selling appropriately the full range of Society retail products against individual and branch targets all aligned with your customers needs. You will also be required to ensure all relevant interview file notes, records and logs are fully completed for sales, compliance and data protection purposes. If you: * Have a proven sales track record * Have previous experience of working in a customer-facing sales environment * Have good administration & PC skills * Have fantastic communication skills both written and verbal * Have the ability to work with limited supervision *...
Claims Coordinator
- Salary:
- £Competitive
- Location:
- Southampton
- Job Type:
- Permanent
- Date Posted:
- 23-May-2012 16:40Add to My Shortlist
Claims Coordinator The Davies Group is one of the most innovative providers of claims solutions in the UK, with a 40 year history of delivering a range of market leading services covering both validation and fulfilment. Their strong shareholder backing, award winning leadership, reputation for excellence and team of remarkable and highly skilled professionals has ensured that they have truly... being active members and ambassadors of the Subsidence and Surveying Services Division. RESPONSIBILITIES: -Contact policy holders, undertake a triage interview and arrange an appointment for an Engineer, Surveyor, or Contract Managers as appropriate. - Ensure that all work is kept up to date and within service level agreements. - Ensure compliance of all processes as documented / communicated. - Receive and set up new claims on the Subsidence Information Database (SID). - Prepare and issue reports and letters to insurers, brokers and policyholders by post and email as instructed. - Ensure that work is carried out in accordance with the companies...
Project Manager - Change Life and Pensions
- Salary:
- £45k - £55k pa + Benefits Package
- Location:
- Basingstoke
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 17:03Add to My Shortlist
Senior Project Managers - Life and Pensions Basingstoke £45,000 - £55,000 Salary:£45,000 - £55,000 + Car Allowance Duration:Permanent Start Date: ASAP We are looking for experienced Senior Project Managers who are technically well experienced but are also able to manage senior managers and instil project disciplines. You must have a successful track record of delivering significant complex programmes/projects to time, cost and quality within Life and Pensions in the areas of Operations, Compliance, Servicing and Technology. Have a Prince 2, MSP Qualification and be familiar with a BPO environment. Role Play a significant role in the effective and consistent delivery of the companies Change Portfolio by planning and delivering programmes and/or projects to the agreed quality, methodology, schedule and on budget. Located in...
Wealth Manager
- Salary:
- £50k - £55k pa
- Location:
- Southampton
- Job Type:
- Contract/Temp
- Date Posted:
- 24-May-2012 12:03Add to My Shortlist
We are actively recruiting for a well known global house with a presence in every country, the role that I am looking to fill is based within their Global Asset Management division based in Southampton, Hampshire. We are looking for an experienced Wealth Manager who will be responsible for the management of all client relationships within the existing portfolio where... build internal and external relationships to secure new business within the agreed targets. Requires experience: Experience of working with portfolio Managers Awareness of Operational Risk You must be able to demonstrate a working knowledge of FSA Regulations Qualifications a requirement for this position: CFA Level 2 of higher IMC with regulatory module CIM Professional qualifications relating the Retail Distribution Review (RDR) a must for this role Goodman Masson is acting as an Employment Business in relation to this vacancy. Goodman Masson is an equal opportunities employer.
Claims Handler
- Salary:
- Competitive
- Location:
- Southampton
- Job Type:
- Permanent
- Date Posted:
- 23-May-2012 16:44Add to My Shortlist
Claims Handler The Davies Group is one of the most innovative providers of claims solutions in the UK, with a 40 year history of delivering a range of market leading services covering both validation and fulfilment. Their strong shareholder backing, award winning leadership, reputation for excellence and team of remarkable and highly skilled professionals has ensured that they have truly... open and closed files. - Achieve targets and KPI`s in-line with Service Level Agreements and productivity targets. - In conjunction with management ensure that aged debt is controlled at all times. - Ensure the timely processing of supplier invoices Work within Group policies and procedures at all times. - Ensure regulatory and legal obligations are adhered to at all times, e.g. Principles of Treating Customers Fairly, Data Protection Principles etc. - Ensure that any CDM activities are identified and managed throughout the life of the claim and ensure that all relevant information is collated and passed to the Contract Managers for...
Compliance Consultant - £45, 000
- Salary:
- £45k + benefits
- Location:
- Basingstoke, Hampshire
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 15:03Add to My Shortlist
This is an opportunity for you to work with a global retail Financial Services provider at their Hampshire offices. This position for a Compliance Consultant is to support the business by acting in an advisory capacity and offers £40-45,000 on the basic plus a very comprehensive benefits package. The chosen candidate will be responsible for responding to any regulatory based queries with pragmatic advice and keeping the business up to date with any regulatory...
Financial Advisor / Consultant
- Salary:
- £40k - 80k per year
- Location:
- Crawley, Hampshire
- Job Type:
- Permanent
- Date Posted:
- 28-May-2012 10:06Add to My Shortlist
*Financial Advisors / Consultants - Crawley, Middlesex, Kent, Hampshire - £40k - £80k Realistic OTE* Due to expansion an exciting opportunity has arisen for Financial Advisors to join our client as home-based consultants (Middlesex, Kent & Hampshire areas). Due to consistent growth and an increase in business they are now looking for experienced Financial Advisors / Consultants to join their... set no further than an hour from your home-base. The ideal Financial Advisor / Consultant will have: * A high level of self-motivation and enthusiasm, be ambitious and be committed to achieving and exceeding targets. * Ability to explain complex information clearly and simply and adhere to confidentiality rules and compliance procedures. * Ability & confidence to work face to face with clients in their own homes. * Candidates must hold relevant qualifications at Diploma level (or be near completion). Salary and Reward Package : * Realistic OTE of £40,000 - £80,000 (however this is uncapped). * Self-employed or employed contracts...
Mortgage Advisor - Employed
- Salary:
- Basic 25k + bonus
- Location:
- Dover, Maidstone, Bromley, Tunbridge Wells, Croydon, Epsom, Caterham, Guildford, Brighton, East Grinstead, Portsmouth, Winchester, Southampton, Bournemouth, Basingstoke, London
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 00:00Add to My Shortlist
Highly professional national firm of Mortgage Brokers are looking to expand on their existing talent of Mortgage Advisors within a selection of their locations due to recent expansion. Candidate Candidates will be bright, ambitious and fully CeMAP qualified, can demonstrate a successful sales record/history, have excellent communication skills and understanding of compliance regulations with previous Mortgage Advising experience and exposure to targets. Role By working closely with many leading lending institutions and other product business partners, our client can offer a complete range of market leading products and services including mortgage products, re-mortgage products, life assurance, critical illness, permanent health insurance, accident, ...
Sales Executive - FTSE 200 Organisation
- Salary:
- To £25K + OTE c. £50K
- Location:
- East Midlands, West Midlands, Birmingham, London, Southampton, Surrey, Home Counties, Warwickshire, Worcestershire, Hertfordshire, Essex, Hampshire, Bedfordshire, Northamptonshire, Cambridgeshire
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 16:08Add to My Shortlist
Sales Executive - FTSE 200 Organisation To £25,000 + OTE c. £50,000 + car/car allowance + benefits Based: Home based My client, a FTSE 200 organisation, are looking to recruit an experienced sales professional to fulfil this brand new position within the school fees lending arena. My client is an extremely well established organisation; they are highly reputed and financially... relevant intermediaries. Other duties to include: * Carry out any customer/market research as and when required. * Update the Business Development Director and provide reports regularly on progress made/milestones and timescales where required, highlighting any areas of concern or issues/areas for discussion. * Carry out all duties with regards to Risk/Compliance and Governance, working within the Company's policies and procedures with full regard for equal opportunities, health and safety requirement and legislative and regulatory requirements, including FSA and FLA rules and regulations. * Ensure that customers and potential customers are treated fairly at all times. * Keep up to date with...
Client Data Administrator
- Salary:
- Competitive
- Location:
- Surrey, Woking, Guildford, Sutton, Leatherhead, Aldershot, Farnborough, Wokingham, Hounslow, Croydon, Basingstoke
- Job Type:
- Permanent
- Date Posted:
- 23-May-2012 18:53Add to My Shortlist
Our client, a leading Financial Assurances provider, is currently looking to recruit a Data Administrator focusing on Client Investments. Client Data Administrator £Competitive Salary Surrey The purpose of the role is to set up and maintain Client Investment data on the database / platform in regards to the placement of deals. The role requires there to be input into the creation of processes and systems to ensure they meet operational needs. As a Client Data Administrator you will be involved in the following: - Processing administration and claims for Advisors and Clients - Working with various departments to onboard new clients onto the platform - Ensuring compliance needs are met in relation to investment data - Managing general investment queries from Advisors (including Asset class queries, Financial Planning queries and Administration queries) - Attending client meetings when required - Building relationships with clients and ensure a high standard of service is maintained - Providing accurate and timely...
Compliance Manager
- Salary:
- £50, 000
- Location:
- Bracknell, Reading, Slough, Maidenhead, Basingstoke, Berkshire, Surrey
- Job Type:
- Contract/Interim
- Date Posted:
- 23-May-2012 15:00Add to My Shortlist
Responsible for the compliance issues within the FSA regulatory requirements of the CF10 compliance oversight areas. This is a contract role and will require the person to have several years experience within a compliance role within the INSURANCE SECTOR. You will need to have a strong working knowledge of the FSA handbook and be able to demonstrate how to apply...