Compliance/Regulatory Jobs in Kent
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Senior M&S Money Assistant
- Salary:
- £23,150 to £27,850
- Location:
- Bromley
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 15:16Add to My Shortlist
About us: Combining over 125 years in retail with 147 years in banking, M&S Money is in a unique position of being able to access all that's great about both the M&S and HSBC brands. Building on our success to-date, we're now in a position to expand our in-store presence with a broader range of products and services which reflect... services. You will create meaningful and lasting relationships with customers and ensure M&S class service is at the heart of everything you do. About the role: This is a critical customer-facing role which embodies the M&S Money brand in-store and you will be expected to: ·Meet customer service, sales and compliance targets as agreed with the M&S Money Manager ·Build customer relationships, identifying solutions that satisfy their financial needs ·Carry out on the job training and coaching for staff to ensure full product, systems and channel knowledge, resulting in a seamless, quality and value-add interaction with the customer ·Act as operational...
Administrator, Settlement and FAL Management
- Salary:
- £22k - £25k pa
- Location:
- Chatham
- Job Type:
- Contract/Interim
- Date Posted:
- 21-May-2012 15:02Add to My Shortlist
Administrator, Settlement and FAL Management Competitive salary and benefits package Chatham, Kent If youve got knowledge of processing different types of cash payments (SWIFT, BACs etc.) along with experience of working as part of a team, then heres a role to build on your strengths and develop your career potential. The role Above all, you will ensure that a high... day to day work. * Provide services to all customers including:- o Members o Underwriting Agents o Other Corporation Departments o Investment Managers/Fund Managers o Stockbrokers o Custodians * Ensure the Settlement and FAL Management Team deliver a professional, high standard of service to customers while complying with the relevant regulatory framework. * Maintain awareness of, and report on, the achievement of Settlement and FAL Management Team service standards. * Identify and take responsibility for your personal professional development. * Develop a working knowledge of FAL Management within the UK and International markets, Lloyds and FSA rules, whilestaying aware of any...
Team Leader Compliance & Membership
- Salary:
- £34k - £38k pa
- Location:
- Chatham
- Job Type:
- Permanent
- Date Posted:
- 23-May-2012 15:19Add to My Shortlist
If youve got proven management and project management capabilities, plus an understanding of Lloyds market structure and rules relating to membership and trust funds, then heres a role that could build on your strengths to your career advantage. Chiefly, you will provide support to the Team Manager, Compliance and Membership, managing the day to day functions of the Team, ensuring a high level of professional service is delivered to customers, while sharing knowledge and experience to optimise the performance of the Team. Youll also provide support in all matters relating to Market Services (MS) Compliance, with relevant internal...
Channel Optimisation Consultant
- Salary:
- £200 - £300 p/day+ Competitive benefits
- Location:
- Bromley
- Job Type:
- Temporary/Seasonal
- Date Posted:
- 24-May-2012 14:25Add to My Shortlist
An exciting opportunity has arisen for a Channel Optimisation Consultant to join one of the UKs leading insurance organisations on a temporary basis. This role will join a newly created Channel Marketing team as part of a growing business, and as such this is an exciting time to join. In this role you will be required to turn customer data into actionable insights by designing cross platform optimisation...
Senior Intelligence Analyst
- Salary:
- £Competivie+ benefits
- Location:
- Bromley
- Job Type:
- Permanent
- Date Posted:
- 26-May-2012 00:00Add to My Shortlist
This is a unique and exciting opportunity to join Intelligence and Business Resilience team within Risk with high exposure to senior stakeholders and the business. The role of the Intelligence Unit is to deliver actionable intelligence to reduce (significant) financial crime and security (FC&S) risks affecting our customers and staff, providing a safe and secure environment in which to operate.... separate from RBS Group. RBS is required to reduce its interest in our business so that it no longer has a controlling interest by 31 December 2013, and divest (relinquish) its entire shareholding by 31 December 2014. Before any divestment can occur we need to show to the satisfaction of regulatory bodies that we can function as a stand-alone business, a process we refer to as separation. In February this year, we launched our new name Direct Line Group, which brought all our brands together – Direct Line, Churchill, GreenFlag, Privilege, Commercial and Brand Partners that will strongly represent us in...
Business Risk Manager
- Salary:
- £35k - £40k pa
- Location:
- Canterbury, Dover, Maidstone, Tonbridge, Kent, Bromley
- Job Type:
- Permanent
- Date Posted:
- 23-May-2012 09:35Add to My Shortlist
Summary: The role will primarily involve conducting partner compliance visits which will include reviewing MI prior to the visit to gain an insight to the partner's practice and establishing areas to discuss in more detail during the visit. During the visit, there is a formal questionnaire for the Business Risk Manager to go through with the partner, in addition to...
Interim Business Risk Manager
- Salary:
- £250 - £350 p day
- Location:
- Canterbury, Dover, Maidstone, Tonbridge, Kent, Bromley
- Job Type:
- Contract/Interim
- Date Posted:
- 22-May-2012 13:49Add to My Shortlist
Summary: The role will primarily involve conducting partner compliance visits, which will include reviewing MI prior to the visit to gain an insight into the Partner's practice and establishing areas to discuss in more detail during the visit. During the visit, there is a formal questionnaire for the Business Risk Manager to go through with the Partner in addition to...
Mortgage Adviser
- Salary:
- Basic £25k + commission
- Location:
- Fulham, Westminster, Bromley, London
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 00:00Add to My Shortlist
"Award Winning high net worth Estate Agency brand re now looking to expand on their existing talent of Mortgage Advisors within the London area. Candidate Candidates will be bright, ambitious and fully CeMAP qualified, can demonstrate a successful sales record/history, have excellent communication skills and understanding of compliance regulations with previous Mortgage Advising experience and exposure to targets. As an important part of the inner workings of an Estate Agency office you must be an influential and hard working mortgage advisor who is prepared to devote time and effort to building relationships with Estate Agency colleagues as you...
Paraplanner
- Salary:
- £23,000 + benefits
- Location:
- Dover, Folkestone, Deal, Canterbury, Ramsgate, Ashford
- Job Type:
- Permanent
- Date Posted:
- 24-May-2012 10:09Add to My Shortlist
Clark James are working with a firm of Independent Financial Advisers who provide truly impartial advice to high net worth individuals, professionals and companies with regards to personal and corporate financial planning. Due to continued success and reputation, they are seeking an experienced Paraplanner to join their team to provide technical support to the Financial Advisers. Key responsibilities: *Analyse information... Financial Adviser and undertake sufficient research to make suitable recommendations. *Complete all supporting documentation in an accurate manner. *Maintain performance standards in accordance with Para-planning terms of engagement. *Ensure up to date knowledge of products, market place and legislative changes, and undertake appropriate activity to meet those needs. *Liaise with compliance department to ensure solutions comply with internal company procedures *Maintain template reports in accordance with internal company requirements, from feedback from external compliance consultants file reviews and FSA guidelines *Keep up-to-date with new product, technical or legislative changes within the marketplace. *Comply at all times with the Compliance and Training...
Compliance Officer - Financial Services
- Salary:
- £30K - £35K + Benefits
- Location:
- Chatham, Kent
- Job Type:
- Permanent
- Date Posted:
- 24-May-2012 18:52Add to My Shortlist
Role: Compliance Monitoring Officer Salary: £30K+ Location: Kent With an enthusiastic desire and plan for growth, this Financial Services organisation in Kent seeks an ambitious Compliance Officer as a key team member to drive through the new Compliance Monitoring Plan. Having identified the future of the business and confirmed their strategy for growth, the post holder will join the existing...
Mortgage Advisor - Employed
- Salary:
- Basic 25k + bonus
- Location:
- Dover, Maidstone, Bromley, Tunbridge Wells, Croydon, Epsom, Caterham, Guildford, Brighton, East Grinstead, Portsmouth, Winchester, Southampton, Bournemouth, Basingstoke, London
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 00:00Add to My Shortlist
Highly professional national firm of Mortgage Brokers are looking to expand on their existing talent of Mortgage Advisors within a selection of their locations due to recent expansion. Candidate Candidates will be bright, ambitious and fully CeMAP qualified, can demonstrate a successful sales record/history, have excellent communication skills and understanding of compliance regulations with previous Mortgage Advising experience and exposure to targets. Role By working closely with many leading lending institutions and other product business partners, our client can offer a complete range of market leading products and services including mortgage products, re-mortgage products, life assurance, critical illness, permanent health insurance, accident, ...
Technical Claims Negotiator
- Salary:
- £25000 to £27000
- Location:
- Haywards Heath, West Sussex, Haywood Heath, Brighton, Worthing, Eastbourne, Crawley, Horley, Redhill, East Grinstead, Tunbridge Wells, Burgess Hill, Uckfield, Hailsham, Shoreham-By-Sea, Hove, Newhaven, Seaford,
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 00:00Add to My Shortlist
Technical Claims Negotiator Location: Haywards Heath Salary: £25,000 - £27,000 + Company Benefits. First Central Insurance Management Ltd is part of an international Group that sells motor insurance products to UK customers. This is a rare opportunity to be part of our success as we grow. We are committed to providing the highest standard of service to our customers. Our plan is to achieve this through...
Risk Manager - Derivatives
- Salary:
- £60-70k
- Location:
- City Of London, Lambeth, Islington, Wandsworth, Greenwich, Lewisham, Merton, Bromley, Brent, Noel Park, Kingston Upon Thames, Greater London
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 13:34Add to My Shortlist
Leading financial institution is seeking a risk management specialist to lead a team within an exciting new MTF initiative. This opportunity will provide you with the opportunity to demonstrate your skills and knowledge in setting up risk management processes and procedures around CFD's and derivatives. Risk Manager - Derivatives £60-70k City of London Knowledge of liquidity standards like ICAAP and Pillar II capital requirements will mean you can implement the necessary risk and regulatory controls with business requirements. Working with margin products you will understand collateral management and the clearing process. You will also be able to apply various risk methodology and mitigate trading and market exposure. As a new set up you will also set the risk framework for the institutional client on-boarding...
Trade Processing Manager - Derivatives
- Salary:
- £55000 to £65000
- Location:
- City Of London, Lambeth, Islington, Wandsworth, Greenwich, Lewisham, Merton, Bromley, Brent, Noel Park, Kingston Upon Thames, Greater London
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 13:36Add to My Shortlist
Leading financial institution is seeking a trade management specialist to lead a team within an exciting new MTF initiative. This opportunity will provide you with the opportunity to demonstrate your skills and knowledge in setting up operational processes and procedures around CFD's and derivatives. Trade Processing Manager - Derivatives £55-65k City of London The unit will be responsible for all post-trade execution activity from trade matching, confirmation and reconciliation. As leader of the team you will have ultimate responsibility for all activity and be acutely aware of risk and regulatory requirements. You will engender a culture of quick and efficient solving of trade discrepancies. This is an exciting opportunity for you to play a major part in a new initiative that has the capital and strategic commitment of a long established financial institution. Austin Benn is a professional recruitment consultancy...
Technical Referral Supervisor
- Salary:
- £21500 to £26500
- Location:
- Haywards Heath, West Sussex, Haywood, Heath, Brighton, Worthing, Eastbourne, Crawley, Horley, Redhill, East Grinstead, Tunbridge Wells, Burgess Hill, Uckfield, Hailsham, Shoreham-By-Sea, Hove, Newhaven, Seaford
- Job Type:
- Permanent
- Date Posted:
- 26-May-2012 00:00Add to My Shortlist
Role; Technical Referral Supervisor Location; Haywards Heath Salary; £21,500 - £26,500 First Central Insurance Management Ltd is part of an international Group that sells motor insurance products to UK customers. This is a rare opportunity to be part of our success as we grow. We are committed to providing the highest standard of service to our customers. Our plan is to achieve this through...
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Technical Referral Supervisor
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