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Compliance/Regulatory Jobs in London

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You are here: Jobs > Insurance / Financial Services > Compliance/Regulatory > London

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Financial Quality Compliance Executive

Salary:
£32k pa + Benefits + Bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2012 16:31Add to My Shortlist

Financial Quality Compliance Executive Central London - £32000 plus Bonus + Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, PERFORMANCE IMPROVEMENT An exciting opportunity has arisen to join a high profile client within the financial services sector. The role is based in central London. This is an opportunity to join a dynamic company and make a significant impact. The successful candidate...

Executive, International Licences

Salary:
£38k - £45k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2012 17:24Add to My Shortlist

If youre a graduate or of graduate calibre, ideally, with a relevant professional qualification plus proven ability to work independently with little supervision and as part of a professional team, then heres your opportunity to take your career to the next level. Above all, you will conduct, support and oversee the completion of regulatory returns and funding, along with ancillary activities to ensure that Lloyds meets its regulatory obligations. Youll also support projects and workstreams, apply, maintain and develop control frameworks, as well as provide regulatory support on appropriate issues. What you will do? Meet individual objectives and assist the team in meeting its...

Business Consultant - Regulatory Basel III

Salary:
£50k pa + negotiable
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2012 13:01Add to My Shortlist

Business Consultant - Regulatory Reporting Basel II and III - fantastic company and culture. Global provider of specialised software solutions - collateralised trading and regulatory compliance. Clients include over 20 of the world's top 50 banks, as well as many industry leading investment firms, asset managers, hedge funds, fund administrators, and global corporations. We are seeking a number of Business...

Senior M&S Money Assistant

Salary:
£25,150 to £29,850
Location:
White City
Job Type:
Permanent
Date Posted:
25-May-2012 14:20Add to My Shortlist

About us: Combining over 125 years in retail with 147 years in banking, M&S Money is in a unique position of being able to access all that's great about both the M&S and HSBC brands. Building on our success to-date, we're now in a position to expand our in-store presence with a broader range of products and services which reflect... services. You will create meaningful and lasting relationships with customers and ensure M&S class service is at the heart of everything you do. About the role: This is a critical customer-facing role which embodies the M&S Money brand in-store and you will be expected to: ·Meet customer service, sales and compliance targets as agreed with the M&S Money Manager ·Build customer relationships, identifying solutions that satisfy their financial needs ·Carry out on the job training and coaching for staff to ensure full product, systems and channel knowledge, resulting in a seamless, quality and value-add interaction with the customer ·Act as operational...

Compliance Manager

Salary:
up to £ 60k +BENS
Location:
London
Job Type:
Permanent
Date Posted:
28-May-2012 11:11Add to My Shortlist

Skills- Solid evidence of full compliance policies & procedures, SOCA for money laundering, management / and exposure to FSA ARROW visits, licencing requirements, compliance of London Market ( (re)insurance brokers or underwriters - regulation / legislation requirements, project management skills, implementation of best practice control models, understanding business processes and systems, excellent presentation skills to senior management and mentoring, development...

Syndicate Capital Analyst

Salary:
£30k - £70k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
23-May-2012 15:43Add to My Shortlist

If youve got working knowledge of the commercial general insurance business and ideally of the London Market or Lloyds, along with an actuarial qualification, heres a role thats could help you reach peak potential. What will you do? * Actuarial aspect of Syndicate Capital Reviews - Support the process design for MRC's review of syndicate capital models, validation and results....

Technical Manager, International Licences

Salary:
£65k - £75k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2012 17:09Add to My Shortlist

If youre a graduate or of graduate calibre, ideally, with a relevant professional qualification plus proven ability to effectively manage complex projects and processes, then heres a role worthy of your talent and ambition. Above all, you will oversee complex regulatory returns, manage key project workstreams, review, develop and maintain control frameworks and processes. In this capacity, you will provide support to Managers and Executives, acting as a Regulatory interface on reporting and funding issues while contributing to the leadership and management of the International Licences team. What you will do...

IFA Sales Support Assistant

Salary:
£29, 000
Location:
London
Job Type:
Contract/Interim
Date Posted:
26-May-2012 00:00Add to My Shortlist

We have a 12 month maternity contract with a global Investment manager in their UK retail Distribution team. You must have previous experience with a Sales Support or Business Development or Client Service team in a Financial Institution Provide Support to Sales Team Respond to information requests from clients both in relation to potential new investments and existing holdings within... all activity. Responsible for monitoring the completion and return of RFP/Questionnaires from clients, liaising with RFP team where appropriate Responsible for the preparation and completion of Distributor/Rebate Agreements on Mutual Funds; liaising where relevant with the legal, finance and transition departments. fully involved in this procedure and working within our compliance requirements Platform Management Information, Monthly production of platform MI to identify key supporting IFAs and to highlight significant monthly inflows and outflows Assisting in the organisation of meetings/luncheon presentations and seminars. To be present at regional presentations, seminars etc Responsible for liaising with the marketing team regarding the provision of...

Axiom Developer (C#, SQL, Shell)

Salary:
£470 p day
Location:
London
Job Type:
Contract/Interim
Date Posted:
23-May-2012 12:03Add to My Shortlist

Axiom, Developer, Development, Oracle, Axiom SL, c#, C, Shell, Unix, Linux, SQL, Reporting, Banking, Financial, AXIOM Developer. I am looking for an Axiom Developer to work for a world leading financial organisation located in London on a 6 month contract. You will be an Axiom Developer with strong skills in AXIOM SL and Oracle or SQL or Sybase, preferably Oracle. Desirable skills in C#, Shell Scripting, Unix / Linux and Perl Scripting. The role will be as an experienced Axiom SL developer to work on a high profile project and will be delivering a Regulatory reporting system that will be used for all FSA reporting and all COREP (European Banking Authority) reporting. Basic requirements for the role are: -Extensive hands on experience of vendor software Axiom SL Controller View functions: Data source, Portfolio, Aggregation, Freeform report, Tabular report, workflow. -Good working knowledge of setting/managing batches...

Access to Finance Growth Manager

Salary:
Neg
Location:
City Of London
Job Type:
Permanent
Date Posted:
25-May-2012 16:27Add to My Shortlist

Access to Finance Growth Manager Department: Growth Accelerator (Formerly known as Business Coaching for Growth), Government and Infrastructure Advisory (GIA) Locations: London and/ or South East. You can also work from home. Grant Thornton is one of the world's leading organizations of independent assurance, tax and advisory firms. Over 31,000 Grant Thornton people, across 100 countries, are focused on making... client delivers the maximum impact in assisting the client company to reach its full growth potential within the constraints of the programme - to manage the on-going relationship with the client - to ensure that the outcomes of the programme are delivered across a portfolio of clients. - to ensure compliance with all required programme reporting and management approaches as outlined in the Operations Manual and other documentation as appropriate. Therefore Grant Thornton is looking for a Access to Finance Growth Manager expert with experience of managing or advising on a range of fundraising issues associated with periods of high growth, ...

Marketing Automation Manager

Salary:
Competitive benefits
Location:
South East London
Job Type:
Temporary/Seasonal
Date Posted:
24-May-2012 16:06Add to My Shortlist

An exciting opportunity has arisen for a Marketing Automation Manager to join one of the UKs largest financial services organisations, to form part of a newly created Channel marketing team. This role will drive strategy to support customer initiatives using automated communications through web, email, mobile, and SMS touch points to retain customers in the digital channels. You will be... workflow and creative production processes -Collaborate with the customer marketing team on strategy, creative, targeting, message development, test design, execution and reporting -Transform data and analytics into actionable insights to shape future campaigns -Lead the team in process automation, including trigger based campaigns, auto-responders and nurture programmes -Work with corporate compliance systems to secure necessary approvals, ensure compliance and promote best practises for permission management and unsubscribe management The successful candidate will ideally have come from a more traditional customer marketing background and have moved more recently into Digital and Social Media, with solid experience now gained across this space. You...

Onsite Direct Sourcing Consultant

Salary:
Competitive
Location:
City Of London
Job Type:
Permanent
Date Posted:
25-May-2012 13:27Add to My Shortlist

The Direct Sourcing Consultant will work as part of the Hays Corporate Accounts team, based on client site, to effectively attract, manage and place a pool of direct Temporary Candidates within the Investment Banking sector. This will include implementing strategies for candidate attraction, recruitment and selection and after-care where applicable. The Direct Sourcing Consultant will act as a key revenue... Manage provision of comprehensive and timely feedback to candidates. * Utilise available technology to track and monitor all recruitment activity. * Actively maintain the candidate database to ensure the status of candidates is updated. * Ensure that recruitment SLAs are monitored and measured. * Follow industry standard and Client specific quality/compliance procedures. * Provide reports as required. Skills & experience required: * Proven corporate recruitment experience either onsite, in-house or agency. * Current / recent experience of temporary / contract recruitment. * Delivery focussed. * Used to managing high volume requirements across multiple sites. * Target driven and motivated. * Commercial...

Senior Valuations Analysts / Pricing / Fixed Income / Equity

Salary:
£50k to £60k
Location:
London
Job Type:
Permanent
Date Posted:
28-May-2012 10:12Add to My Shortlist

*** Senior Valuations Analysts / Pricing / Fixed Income / Equity *** . The Company Global asset manager . The Role Secretariat to the London Pricing committee and responsible for the provision of MI and ad-hoc data and pricing requests as required by the committee Prepare and distribute fair value proposals and decisions made by the London Pricing Committee as... and Risk teams Communicate and present details of pricing methodologies for internally modelled instruments to various parts of the group as well as clients and auditors Preparation of the global fair value MI pack for the Group Pricing Committee Preparation and completion of the annual market data vendor review Ensure compliance with the group instrument pricing policy Comfortable with regular interaction with senior business heads and Investment staff Convincing and confident communicator of complex issues related to instrument pricing Create, maintain and run pricing models for OTC instruments Generate current exposure/profit and loss of certain positions and liaise with portfolio managers...

Product Manager

Salary:
Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
21-May-2012 11:06Add to My Shortlist

TITLE: Product Manager: LOCATION: London SALARY: Negotiable Role Purpose Vehicle Structuring Liaison with external counsel Identification, review and mitigation of Legal, tax, regulatory red flags Drafting of PPM's and subscription documents Liaising with PE and RE investment teams and compliance on marketing documentation Securing and project management of Internal Approvals leading to product launch Booking centre liaison Launch timetables - drafting and enforcement Scheduling of projects on an annual basis Product development and...

Axiom Developer-Banking-

Salary:
£400 - £470 pa
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
24-May-2012 17:18Add to My Shortlist

Experienced Axiom SL developer required for high profile project within leading banking client. You will be delivering a Regulatory reporting system that will be used for all FSA reporting and all COREP (European Banking Authority) reporting . Complete Description: - Hands on experience of vendor software Axiom SL Controller View functions: Data source, Portfolio, Aggregation, Freeform report, Tabular report, workflow. - Good working knowledge of setting/managing batches (Autosys a...

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