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Compliance/Regulatory Jobs in London

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You are here: Jobs > Insurance / Financial Services > London > Compliance/Regulatory

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Regulatory Compliance Project Manager

Salary:
£55k - £65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 17:09Add to My Shortlist

Position Title: Regulatory Compliance Project Manager (Risk, Tax, Finance, HR, IT) Please note- this is not an IT based Project Manager Role. Department/Team: Project Management Office (PMO) Reporting To: Project Management Office Direct Reports: None Working Hours: 9.00 am to 5.30 pm Permanant. Candidate will ideally come from a fast paced financial services background with knowledge of Tax/Regulatory compliance or...

Group Compliance and Risk Officer - insurance PLC

Salary:
to £105,000
Location:
London
Job Type:
Permanent
Date Posted:
10-Feb-2012 15:03Add to My Shortlist

JOB TITLE Group Compliance and Risk Officer OVERALL PURPOSE OF THE JOB: 1)To oversee and manage compliance obligations worldwide. 2)To establish, oversee and manage an appropriate framework of risk management for the company, its subsidiaries and businesses. KEY RESPONSIBILITIES: Compliance qTo monitor and advise on Group Compliance obligations generally qTo act as Compliance Officer and to ensure that all regulatory...

Compliance Officer

Salary:
£50,000 - £60,000
Location:
London
Job Type:
Permanent
Date Posted:
08-Feb-2012 00:00Add to My Shortlist

My client a leading international Brokers are looking to recruit a Compliance Officer for their London City office. The Compliance and Business Risk department provide advice to UK regulated entities involved in Insurance and Reinsurance Broking. Your role as Compliance Officer will be to handle day-to-day enquiries from the UK regulated entities and associated Overseas Offices relating to risk and compliance, with...

Compliance Monitoring Supervisor

Salary:
£30k - £35k pa + bonuce
Location:
London
Job Type:
Permanent
Date Posted:
10-Feb-2012 15:32Add to My Shortlist

Our client is a well established Independent Financial Advisor based in Central London offering mortgage, pension and investment advice as well as other areas. Due to a very recent promotion, there is now a great opportunity available for a strong individual to join as a Compliance Monitoring Supervisor. The main responsibilities will be: -Reviewing Client Files and other advice related documentation -Producing detailed feedback about the findings of advice reviews -Updating the systems with results and findings -End to end overseeing of the remedial action process -Assisting advisers with feedback, process and procedural enquiries -Overseeing and...

Compliance Officer

Salary:
£30k - £35k pa + bonus
Location:
London
Job Type:
Permanent
Date Posted:
14-Feb-2012 18:10Add to My Shortlist

Our client is a well established Independent Financial Advisor based in Central London offering mortgage, pension and investment advice as well as other areas. Due to a very recent promotion, there is now a great opportunity available for a strong individual to join as a Compliance Supervisor. The main responsibilities will be: -Reviewing Client Files and other advice related documentation -Producing detailed feedback about the findings of advice reviews -Updating the systems with results and findings -End to end overseeing of the remedial action process -Assisting advisers with feedback, process and procedural enquiries -Overseeing and amending...

Business Consultant - UK Tax & Regulatory Reporting

Salary:
£400 - £550 p day
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
07-Feb-2012 18:25Add to My Shortlist

Business Consultant Private Banking Systems Tax and Regulatory Reporting We are looking to identify a skilled and experienced Business Consultant or Business Analyst with good technical grounding to work for one of our clients who are a fast growing and dynamic European banking software and services company. They have a unique and exciting opportunity for an additional consultancy resource as...

Client Engagement and Loyalty Manager

Salary:
£60k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 17:20Add to My Shortlist

Our Client is a leading provider of financial products and services to a niche client base The Position: An exciting position has arisen for an experienced Client Engagement and Loyalty Manager to address the banking needs of the most affluent consumers in the UK market. Some of your key objectives will include: -Manage the strategic direction and effectively work across... measured and reported on managed to continuously improve Client engagement. -Manage the budget for Client Engagement and Loyalty. Skills required: -People management skills and ability to work effectively in a matrix organisation -Be able to identify any relevant material business risks/opportunities -Financial and budget controls -Understand and follow all relevant compliance considerations including the regulatory environment and appropriate processes, procedures and their implications -Ability to work with a number of different senior stakeholders -Ability to have hands on approach -Effective budget management skills -Effective analytical skills The Successful Applicant: To be successful in this role, you must be educated to degree...

Business Analyst - Risk & Regulation - London

Salary:
£65k - £70k pa + Car allowance + Benefits
Location:
London
Job Type:
Permanent
Date Posted:
07-Feb-2012 14:51Add to My Shortlist

Senior Business Analyst Financial Services Business Consulting (Risk & Reg) My client is a well-known Global Systems Integrator, Outsourcing & Business Consulting firm. The Financial Services Business Consulting Group has experienced significant growth over the last two years, doubling its size during 2011. My client has equally aggressive growth plans for 2012 and is currently seeking a Senior Business Analyst to join the Risk & Regulatory Consulting Practice. The successful candidate will have a solid background as a Business Analyst within the Financial Services Sector. Applicants will have recent experience of working with major banks or insurance firms on Risk & Regulatory Projects & Programmes such as Solvency II, Basel II, Basel III. The Business Analyst...

HR Technology Consultant (VBA). To £25, 000

Salary:
£23k - £25k pa
Location:
London
Job Type:
Permanent
Date Posted:
08-Feb-2012 10:14Add to My Shortlist

HR Technology Consultant (VBA) To £25,000 This leading global consultants and business advisors offer a range of services to their clients including managing services for multinational companies who send employees and their families, to work and live in another country. They are considered by many to be the market leaders in this field with an impressive existing client list and... core function of this team is to gather, consolidate and provide information on an assignee's pay and benefits to create a central global repository of total compensation data. Such services include, but are not limited to: Cost variance analysis Collection and consolidation of compensation data for tax and social security compliance Accruals management Total cost reporting and advisory Management information reporting Supporting clients with regard to payroll compliance and risk management Responsibilities Take responsibility for the build out of required technology and reporting tools Maintenance of existing technology and reporting tools Assisting with the identification service areas for improvement through the...

Pricing Manager

Salary:
£40k - £55k pa
Location:
London
Job Type:
Permanent
Date Posted:
14-Feb-2012 10:48Add to My Shortlist

My client is a leading retail banking brand and are launching a new division to focus on a new online savings product - this is a great opportunity to put your previous experience from a deposits arena to good use! Areas of responsibility: oProduct design support the ongoing development and refinement of the bank's deposit product portfolio to anticipate/respond to customer demand, industry trends, and regulatory change, through the provision of analysis and insight of those different sources of information oPricing strategy - undertake analysis and interpretation of product performance information, and external competitor/market performance that supports the development and implementation of pricing strategies for new/existing products/customers to achieve target volumes returns oProduct performance develop and...

Customer Representative

Salary:
18135 - 20427
Location:
Hampstead
Job Type:
Permanent
Date Posted:
10-Feb-2012 09:29Add to My Shortlist

Customer Representative Location: Hampstead Salary: £18,135 - £20,427 per annum, Plus branch bonus scheme Hours of Work: Monday - Saturday 35 hours per week. Saturday close at 12:00 Closing Date: 23rd February 2012 Hello my name is Steven and I'm the branch manager at the Hampstead branch. I have worked for Yorkshire Building Society for over 6 years in various... Role If you like people and enjoy delivering high quality customer service, you'll love working here. Our support and training will make sure that you understand the value of all our products, and feel confident identifying customer's needs and generating referrals for the branch Customer Consultants, ensuring you meet all regulatory, compliance and data protection standards. You will also support the branch with cashiering and administrative duties and contribute towards a culture of excellence by giving the best possible service experience our customers could wish for. If you: * Have previous experience of sales lead generation * Experience of working in...

Capital Reporting Manger Retail Banking London - £55k

Salary:
£49k - £55k pa + benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
11-Feb-2012 09:01Add to My Shortlist

Capital Reporting Manger Retail Banking London - £55k Location: London Industry: Financial Services/Retail Banking Salary: up to £55k + car + benefits Key Words: Basel II, Basel, Basel III, capital reporting, impairment forecasting, impairment, capital, economic modelling, regulatory, regulatory capital, reporting, financial reporting, portfolio management, strategy A Global leading financial service organisation is currently looking for a Capital Reporting Manager to join their prestigious team. The teams purpose is to ensure that regulatory and economic capital is managed effectively across their Retail and Wealth divisions. The company is...

Underwriting Manager

Salary:
£50,000 - £100,000
Location:
London
Job Type:
Permanent
Date Posted:
09-Feb-2012 00:00Add to My Shortlist

This is an excellent opportunity for an Underwriting Manager to join our team and make a difference in a challenging role managing SME package business underwriting across broker, direct and bank channels. Helping shape e commerce and product strategy across multiple channels and distribution systems Requirements The successful applicant will manage a book of circa £100 million of GWP. Candidates... Lead account segmentation, analysis, and performance * Pricing performance and control of account * Line of business governance including underwriting audit responsibility for the operating units and HO * Line management of technical trading units at Bristol and Peterborough * Underwriting manual and circular control, update and development * Ensure compliance within packages area to Internal and external governance requirements * Lead packages underwriting involvement to pricing meetings The Individual * To perform at this level, individuals will be expected to be ACII qualified * Relevant and proven senior trading experience * Expert understanding of contracts, structure and wording * Proven...

Senior Manager/ Head of Credit risk - London - £75k

Salary:
£55k pa + 75000
Location:
London
Job Type:
Permanent
Date Posted:
11-Feb-2012 09:20Add to My Shortlist

Senior Manager/ Head of Credit risk Consumer finance - £75k + package Job title: Senior Manager / Head of Credit risk Consumer finance Location: London (Central) Salary: Up to £75k plus package Niche financial services start up within London is looking to hire a Head of risk to launch a product offering within niche markets that are underserved by mainstream... ventures in sectors including finance, technology and media. The head of role will be responsible for developing the product strategy, and will have overall responsibility for the analysis of the portfolio and to administer corrective action and protect the company from losses resulting from poor credit quality and lack of compliance with consumer laws, regulations and company policy. You will analyse both front end and back end strategies including growth strategies, underwriting decisions, credit quality and collection performance. You will also be charged with the development, maintenance and evaluation of the credit risk modelling activities as well as overseeing the development...

Document Coordinator / PA - insurance

Salary:
to £30K
Location:
London
Job Type:
Permanent
Date Posted:
10-Feb-2012 15:44Add to My Shortlist

Initially the focus of this role will be to assist with Solvency II documentation process. Following this initial period, the role will shift to a more PA/Team secretary focused position whereby the role will then entail providing PA support to CFO/Actuary/FD and secretarial/administrative support to the P&I Finance Department. A familiarity with technical accounting language (and ideally actuarial) is required.... KEY RESPONSIBILITIES Documentation Co-ordinator Provide support in areas relating to Solvency II, including but not limited to collating and setting up necessary documentation processes, report writing, and creating various presentations. 1) Document Production - To produce documentation e.g. letters, reports, some lengthy emails, agendas, policies and procedures in support of regulatory requirements and assisting with EDMS work (including uploading data). - To be a competent MS Word user including being able to: Apply document security for confidentiality. Automate formatting. Create and use templates. Change styles. Use pictures, clipart, scanned images, captions and different text alignments. Inserting and editing Excel graphs, charts, ...

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