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Compliance/Regulatory Jobs in England

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You are here: Jobs > Insurance / Financial Services > Compliance/Regulatory > England

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Risk & Compliance Officer

Salary:
£40k - £42k pa + car allowance + bonus
Location:
Bexhill-On-Sea
Job Type:
Permanent
Date Posted:
25-May-2012 10:53Add to My Shortlist

Hastings Direct We pride ourselves on being an agile, dynamic and fast paced organisation which enables us to react to changing market conditions and to identify and seize new market opportunities. It is this forward thinking and way of working that has madeHastingsa true turn around story. This fantastic company performance has been supported by a £15m investment programme in infrastructure but there is no doubt that its success is largely due to the passion, vision and dedication of the Hasting Insurance staff. We believe its our passion for our customer and our staff, coupled with our entrepreneurial spirit that sets us apart. In line with our continued success and expansion we are now recruiting for a Risk and Compliance Officer. Reporting directly to the Director of Risk and Compliance, you will...

Danish & Spanish Compliance Analyst

Salary:
£12.08 p hour
Location:
Brighton
Job Type:
Temporary/Seasonal
Date Posted:
23-May-2012 18:14Add to My Shortlist

American Express, the World's premier financial and travel solutions provider, is looking for an effective Danish and Spanish speaker to join their compliance team. Duties & Responsibilities: * Conducts account reviews and call assessments to ensure day to day operations are conducted in compliance with regulatory and legal requirements and company policies. * Applies knowledge of Risk modeling, strategies, and risk rules in assessing case quality and account actioning. * Reviews, on an...

Financial Quality Compliance Executive

Salary:
£32k pa + Benefits + Bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2012 16:31Add to My Shortlist

Financial Quality Compliance Executive Central London - £32000 plus Bonus + Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, PERFORMANCE IMPROVEMENT An exciting opportunity has arisen to join a high profile client within the financial services sector. The role is based in central London. This is an opportunity to join a dynamic company and make a significant impact. The successful candidate...

Customer Consultant Mortgage & Retail

Salary:
£20,352 - £23,744
Location:
Bristol
Job Type:
Permanent
Date Posted:
23-May-2012 14:10Add to My Shortlist

Job interview techniquesPrepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society

Customer Consultant Mortgage & Retail Location: Bristol Salary: £20,352 - £23,744 per annum, plus branch bonus scheme Hours of work: 35 hours per week worked, Monday to Friday 9.00am to 5.00pm, plus Saturdays 9:00 - 12.00 (Rota basis) Closing Date: 6th June 2012 Hello, my name is Lee and I'm the Branch Manager at the Bristol Branch. I have been... customers could wish for. In this role you will carry out investment meetings in line with the investment sales process selling appropriately the full range of Society retail products against individual and branch targets all aligned with your customers needs. You will also carry out mortgage meetings in line with regulatory requirements in order to identify customers' needs. Advising on and selling the full range of mortgages and mortgage related products against branch and individual targets to achieve sales objectives. You will be required to record direct new mortgage business on the ISIS system and monitor the process through to completion, ...

Deputy M&S Money Manager

Salary:
£23,600 to £28,400
Location:
Oxford
Job Type:
Permanent
Date Posted:
25-May-2012 14:14Add to My Shortlist

About us: Combining over 125 years in retail with 147 years in banking, M&S Money is in a unique position of being able to access all that's great about both the M&S and HSBC brands. Building on our success to-date, we're now in a position to expand our in-store presence with a broader range of products and services which reflect... satisfy their needs ·Enhance the profile of M&S Money in-store and drive the success of M&S Money as a core business unit by building strong relationships with the M&S store management team, specifically at Section Manager and Commercial Manager level ·Dotted line responsibility for the Bureau de Change team, including compliance and risk auditing and controls ·Carry out on the job training for staff to ensure full product, systems and channel knowledge, resulting in a seamless, quality and value-add interaction with the customer ·Work with the Manager to oversee operational requirements, ensuring audit and in-store controls are adhered to and are...

Deputy M&S Money Manager

Salary:
£25,850 to £31,150
Location:
London Colney
Job Type:
Permanent
Date Posted:
25-May-2012 14:16Add to My Shortlist

About us: Combining over 125 years in retail with 147 years in banking, M&S Money is in a unique position of being able to access all that's great about both the M&S and HSBC brands. Building on our success to-date, we're now in a position to expand our in-store presence with a broader range of products and services which reflect... satisfy their needs ·Enhance the profile of M&S Money in-store and drive the success of M&S Money as a core business unit by building strong relationships with the M&S store management team, specifically at Section Manager and Commercial Manager level ·Dotted line responsibility for the Bureau de Change team, including compliance and risk auditing and controls ·Carry out on the job training for staff to ensure full product, systems and channel knowledge, resulting in a seamless, quality and value-add interaction with the customer ·Work with the Manager to oversee operational requirements, ensuring audit and in-store controls are adhered to and are...

Executive, International Licences

Salary:
£38k - £45k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2012 17:24Add to My Shortlist

If youre a graduate or of graduate calibre, ideally, with a relevant professional qualification plus proven ability to work independently with little supervision and as part of a professional team, then heres your opportunity to take your career to the next level. Above all, you will conduct, support and oversee the completion of regulatory returns and funding, along with ancillary activities to ensure that Lloyds meets its regulatory obligations. Youll also support projects and workstreams, apply, maintain and develop control frameworks, as well as provide regulatory support on appropriate issues. What you will do? Meet individual objectives and assist the team in meeting its...

Senior M&S Money Assistant

Salary:
£23,150 to £27,850
Location:
Bromley
Job Type:
Permanent
Date Posted:
25-May-2012 15:16Add to My Shortlist

About us: Combining over 125 years in retail with 147 years in banking, M&S Money is in a unique position of being able to access all that's great about both the M&S and HSBC brands. Building on our success to-date, we're now in a position to expand our in-store presence with a broader range of products and services which reflect... services. You will create meaningful and lasting relationships with customers and ensure M&S class service is at the heart of everything you do. About the role: This is a critical customer-facing role which embodies the M&S Money brand in-store and you will be expected to: ·Meet customer service, sales and compliance targets as agreed with the M&S Money Manager ·Build customer relationships, identifying solutions that satisfy their financial needs ·Carry out on the job training and coaching for staff to ensure full product, systems and channel knowledge, resulting in a seamless, quality and value-add interaction with the customer ·Act as operational...

Business Consultant - Regulatory Basel III

Salary:
£50k pa + negotiable
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2012 13:01Add to My Shortlist

Business Consultant - Regulatory Reporting Basel II and III - fantastic company and culture. Global provider of specialised software solutions - collateralised trading and regulatory compliance. Clients include over 20 of the world's top 50 banks, as well as many industry leading investment firms, asset managers, hedge funds, fund administrators, and global corporations. We are seeking a number of Business...

Customer Services Administrator

Salary:
£17k - £21k pa
Location:
Bath
Job Type:
Permanent
Date Posted:
23-May-2012 17:01Add to My Shortlist

Ascentric Customer Services Administrator £17k - £21k As part of Investment Funds Direct Limited (founded 1982), Ascentric's 'Wrap' platform enables Independent Financial Advisers (IFAs) to view value and trade client investment portfolios. The technology we provide gives customers a clearer picture of how their entire portfolio is performing, putting them in control of their investments through their IFA. Our goal... clients, by focusing on service delivery and by constantly improving the breadth and depth of our platform proposition. We are now looking to add a Customer Services Administrator to our team based in central Bath. You will provide excellent customer services to our clients ensuring all tasks are undertaken within regulatory or legislative guidelines. This role would suit applicants with either a proven background within client or customer services in financial services, or candidates with strong educations who are looking for the first step in a career in the industry. Responsibilities * Working with the team to put customer services at...

Customer Representative

Salary:
£8730 - £10186
Location:
Batley
Job Type:
Permanent
Date Posted:
23-May-2012 16:00Add to My Shortlist

Job interview techniquesPrepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society

Customer Representative Location: Batley Salary: £8730 - £10186 per annum, Plus branch bonus scheme Hours of Work: Monday - Saturday 35 hours per week. Saturday close at 12:00 Closing Date: 06th June 2012 Hello my name is James and I'm the Branch Manager at the Batley Branch. I have worked for Yorkshire Building Society for 12 years in various roles... Role If you like people and enjoy delivering high quality customer service, you'll love working here. Our support and training will make sure that you understand the value of all our products, and feel confident identifying customer's needs and generating referrals for the branch Customer Consultants, ensuring you meet all regulatory, compliance and data protection standards. You will also support the branch with cashiering and administrative duties and contribute towards a culture of excellence by giving the best possible service experience our customers could wish for. If you: * Have previous experience of sales lead generation * Experience of working in...

Temporary Customer Consultant Retail

Salary:
£9,514 - £11,100
Location:
Hull
Job Type:
Permanent
Date Posted:
21-May-2012 10:02Add to My Shortlist

Job interview techniquesPrepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society

Temporary Customer Consultant Retail - Part Time 20 Hours - 9-12 Months Location: Hull Salary: £9,514 - £11,100 per annum and branch bonus scheme Hours of work: Monday - Friday 10-2pm, 20 hours per week. Plus Saturdays 9:00am - 12:00pm (Rota basis) Closing Date: 1st June 2012 Hello my name is Dean and I'm the Branch Manager at the Hull... out investment meetings in line with the investment sales process selling appropriately the full range of Society retail products against individual and branch targets all aligned with your customers needs. You will also be required to ensure all relevant interview file notes, records and logs are fully completed for sales, compliance and data protection purposes. If you: * Have a proven sales track record * Have previous experience of working in a customer-facing sales environment * Have good administration & PC skills * Have fantastic communication skills both written and verbal * Have the ability to work with limited supervision *...

Correspondence Administrator

Salary:
£14k pa + Uplift in lieu of benefits £1,414.50
Location:
Chelmsford
Job Type:
Contract/Temp
Date Posted:
24-May-2012 00:00Add to My Shortlist

Correspondence Administrator 6 Month Fixed Term Contract, 9.00am to 5.00pm Main Purpose of Role * Rejection letter writing * Legal and Money laundering document matching and distribution * Centralised printing * Transfer in/out distribution Responsibilities of incumbent: * To sort and batch incoming post * To complete rejection letters for ISA's and Stock transfers * To print Encorr letters using... initiative * Attention to detail * Teamwork Knowledge * Knowledge of the PEP, ISA, Unit Trust, OEIC or Investment Trust administration preferred Key performance areas: * Teamwork * Initiative * Attention to detail * Escalation if issues * Process improvement Accountabilities: * IFDS Employees are required to comply with the regulatory regime in which IFDS operates as appropriate to the above role. * Employees are expected to exercise due care and diligence, ensuring the areas the incumbent is responsible for are organised and controlled. * Employees are required to observe proper standards of market, business and personal conduct, demonstrating integrity in...

Customer Representative - Full Time

Salary:
£14213 - £16582
Location:
Batley
Job Type:
Permanent
Date Posted:
23-May-2012 15:59Add to My Shortlist

Job interview techniquesPrepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society

Customer Representative - Full Time Location: Batley Salary: £14,213 - £16,582 per annum, Plus branch bonus scheme Hours of Work: Monday - Saturday 35 hours per week. Saturday close at 12:00 Closing Date: 06th June 2012 Hello my name is James and I'm the Branch Manager at the Batley Branch. I have worked for Yorkshire Building Society for 12 years... Role If you like people and enjoy delivering high quality customer service, you'll love working here. Our support and training will make sure that you understand the value of all our products, and feel confident identifying customer's needs and generating referrals for the branch Customer Consultants, ensuring you meet all regulatory, compliance and data protection standards. You will also support the branch with cashiering and administrative duties and contribute towards a culture of excellence by giving the best possible service experience our customers could wish for. If you: * Have previous experience of sales lead generation * Experience of working in...

Mobile Customer Consultant Mortgage & Retail

Salary:
£24,620 - £28,114
Location:
Coulsdon
Job Type:
Permanent
Date Posted:
23-May-2012 16:02Add to My Shortlist

Job interview techniquesPrepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society

Mobile Customer Consultant Mortgage & Retail Location: Coulsdon Salary: £24,620 - £28,114 per annum, travel expenses and branch bonus scheme Hours of work: 35 hours per week worked, Monday to Friday 9.00am to 5.00pm, plus Saturday until 12.00pm Closing Date: 6th June 2012 Purpose of Role If you are looking to start your career or progress with a new challenge... customers could wish for. In this role you will carry out investment meetings in line with the investment sales process selling appropriately the full range of Society retail products against individual and branch targets all aligned with your customers needs. You will also carry out mortgage meetings in line with regulatory requirements in order to identify customers' needs. Advising on and selling the full range of mortgages and mortgage related products against branch and individual targets to achieve sales objectives. You will be required to record direct new mortgage business on the ISIS system and monitor the process through to completion, ...

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