Compliance/Regulatory Jobs in Essex
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Compliance Consultant - Dodd Frank
- Salary:
- £600 - £800 p/day
- Location:
- Docklands
- Job Type:
- Contract/Temp
- Date Posted:
- 22-May-2012 13:44Add to My Shortlist
A top tier investment bank has approached Advantage Professional to provide them with a Compliance Consultant to take ownership of their Dodd Frank/US Volcker implementation from London. You will provide advisory regulatory expertise on the implementation of US Volcker and Dodd Frank rules to the EMEA entities and registered Swap Dealers. Providing advisory support to front office and other shared services and implementing a framework...
Correspondence Administrator
- Salary:
- £14k pa + Uplift in lieu of benefits £1,414.50
- Location:
- Chelmsford
- Job Type:
- Contract/Temp
- Date Posted:
- 24-May-2012 00:00Add to My Shortlist
Correspondence Administrator 6 Month Fixed Term Contract, 9.00am to 5.00pm Main Purpose of Role * Rejection letter writing * Legal and Money laundering document matching and distribution * Centralised printing * Transfer in/out distribution Responsibilities of incumbent: * To sort and batch incoming post * To complete rejection letters for ISA's and Stock transfers * To print Encorr letters using... initiative * Attention to detail * Teamwork Knowledge * Knowledge of the PEP, ISA, Unit Trust, OEIC or Investment Trust administration preferred Key performance areas: * Teamwork * Initiative * Attention to detail * Escalation if issues * Process improvement Accountabilities: * IFDS Employees are required to comply with the regulatory regime in which IFDS operates as appropriate to the above role. * Employees are expected to exercise due care and diligence, ensuring the areas the incumbent is responsible for are organised and controlled. * Employees are required to observe proper standards of market, business and personal conduct, demonstrating integrity in...
Capital Reporting 619070
- Salary:
- £400 - £450 pa
- Location:
- Docklands
- Job Type:
- Contract/Temp
- Date Posted:
- 25-May-2012 15:18Add to My Shortlist
The role holder will support the Wealth Capital & Financial Risk Mangement Team in ensuring that monthly regulatory and economic capital reporting reported and calculated correctly. In addition to maintaining current processes and continue meeting the Group Finance reporting timetable. BAU Activity (50%) Executing the current monthly capital reporting process (Regulatory & Economic Capital). Preparing/reviewing post model adjustments. Produce monthly MI and analytics for Wealth ALCO Production of...
Sales Support to Financial Advisor
- Salary:
- £18000.0 - £24000.0 pa
- Location:
- Harlow
- Job Type:
- Permanent
- Date Posted:
- 24-May-2012 14:58Add to My Shortlist
An opportunity has arisen for Sales Support to Financial Advisors in a growing company based in Harlow. Working closely with two Financial Advisors and the business development coach, you will be responsible to provide sales support to enable the Financial Advisor's to exceed their targets. Duties of the role will include research, liaising with product and solution providers, suitability reports, sales administration and compliance. You will be joining a busy and friendly team environment where a high level of vigilant observation is required and good attention to detail. In return of your hard work and commitment, you will be coached and developed with the view to progress to become an Advisor. The ideal candidates...
Financial Accountant - Chelmsford
- Salary:
- £32k - £38k pa
- Location:
- Chelmsford
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 15:10Add to My Shortlist
A fantastic opportunity has arisen to join a leading specialist in insurance and reinsurance as part of the Financial Accounting Team based in Chelmsford. This role will give you the opportunity to get involved in the financial reporting for both the holding company and at group level. The role will not simply be financial reporting but will allow you to get involved...
Developer (Visual Studio, C#, . NET)
- Salary:
- Neg
- Location:
- Basildon
- Job Type:
- Contract/Temp
- Date Posted:
- 23-May-2012 00:00Add to My Shortlist
To develop, maintain and integrate custom software to support the IFDS infrastructure and regulatory bodies. To analyse and integrate the IFDS infrastructure with 3rd party products using supplied APIs and data stores. Ensure that all work is completed within the estimated timespan and is documented; version controlled and handed over to support departments following the defined procedures. Complete unit/functional tests...
Investment Sales Advisor
- Salary:
- GBP - GBP pa
- Location:
- Chelmsford
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 10:27Add to My Shortlist
We currently have an opportunity available for an Investment Sales Advisor, to be based in our client's Essex offices. The successful Investment Sales Advisor will be working for one of the world's largest asset managers. The purpose of this investment sales advisor position is to contact the IFA community relating to product and fund information. The investment sales advisor will... - Attend team meetings and performance reviews as required - Agree and document activities - Monitor progress against sales plan and adjust where appropriate - Maintain current knowledge of company`s and competitors product range - Make full use of and update contact management systems - Operate within standard procedures and compliance guidelines The following knowledge & experience is required for this investment sales advisor position: - Investment knowledge - Understanding of IFA business - Understanding of IFA market place - Sales experience This investment sales advisor position is an ideal role for candidates with a background in fund retail and client...
Senior Controller
- Salary:
- Negotiable
- Location:
- London, Canary Wharf, Docklands
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 15:41Add to My Shortlist
Senior Controller - Asset Management MUST HAVE ASSET MANAGEMENT EXPERIENCE. MUST BE A FULLY QUALIFIED ACCOUNTANT. Responsibilities Month-end close/ Year end close/ Month-end reporting Oversee and support the month-end close process for the 3 UK AM legal entities and consolidate together with Financial Accounting in Europe and US Month-end reporting (produce and maintain monthly UK country reporting, local business area... UK Confirming the budget with local business heads, local CEO as well as finance departments Prepare a legal entity budget for the Asset Management entities and present to business heads Regulator coverage/ Board meetings/ Audit committees/ Town hall meetings Primary contact with local regulators as well as groups within Legal, Compliance, FA etc. Prepare and present the quarterly AM UK advisory board meetings documentation and Audit Committee documentation Prepare finance documentation to the local regulator (FSA) Prepare local UK AM town hall meetings   Projects and Ad-hoc requests Ad-hoc requests (e.g. expenses analyses, business analyses, FSA requests, etc.) Support local new...
Customer Representative
- Salary:
- 15250 - 17791
- Location:
- Haywards Heath, West Sussex, Heath, Essex
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 13:37Add to My Shortlist
Prepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society
Customer Representative Location: Haywards Heath Salary: £15,250 - £17,791 per annum, plus branch bonus scheme Hours of Work: Monday - Friday 9:00am - 5:00pm, 35 hours per week. Saturday 9:00am - 12:00pm (Rota basis) Closing Date: 7th June 2012 Purpose of Role If you like people and enjoy delivering high quality customer service, you'll love working here. Our support and training will make sure that you understand the value of all our products, and feel confident identifying customer's needs and generating referrals for the branch Customer Consultants, ensuring you meet all regulatory, compliance and data protection standards. You will also support the branch with cashiering and administrative duties and contribute towards a culture of excellence by giving the best possible service experience our customers could wish for. If you: * Have previous experience of sales lead generation * Experience of working in...
Product Specialist - Asset Management
- Salary:
- Negotiable
- Location:
- London, Canary Wharf, Docklands
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 15:46Add to My Shortlist
Fixed Income Product Specialist (LARGE ASSET MANAGER) Key responsibilities: The individual will participate in and lead the product structuring efforts for new products. The individual will be required to: Identify investment processes required to support new product ideas and ensure that these can be supported by portfolio managers and other business areas. Identify optimal fund structure within regulatory and internal guidelines. Conduct ad-hoc analysis related to design and construction. Identify and document any system changes required to support the investment process. Work to develop close links with other businesses and teams which form part of the structuring process to ensure timely and effective product delivery. Ensure that new...
Sales Executive - FTSE 200 Organisation
- Salary:
- To £25K + OTE c. £50K
- Location:
- East Midlands, West Midlands, Birmingham, London, Southampton, Surrey, Home Counties, Warwickshire, Worcestershire, Hertfordshire, Essex, Hampshire, Bedfordshire, Northamptonshire, Cambridgeshire
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 16:08Add to My Shortlist
Sales Executive - FTSE 200 Organisation To £25,000 + OTE c. £50,000 + car/car allowance + benefits Based: Home based My client, a FTSE 200 organisation, are looking to recruit an experienced sales professional to fulfil this brand new position within the school fees lending arena. My client is an extremely well established organisation; they are highly reputed and financially... relevant intermediaries. Other duties to include: * Carry out any customer/market research as and when required. * Update the Business Development Director and provide reports regularly on progress made/milestones and timescales where required, highlighting any areas of concern or issues/areas for discussion. * Carry out all duties with regards to Risk/Compliance and Governance, working within the Company's policies and procedures with full regard for equal opportunities, health and safety requirement and legislative and regulatory requirements, including FSA and FLA rules and regulations. * Ensure that customers and potential customers are treated fairly at all times. * Keep up to date with...
Product Specialist - Asset Management
- Salary:
- Negotiable
- Location:
- London, Canary Wharf, Docklands
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 15:48Add to My Shortlist
Product Specialist (LARGE ASSET MANAGER) Key responsibilities: The individual will participate in and lead the product structuring efforts for new products. The individual will be required to: Identify investment processes required to support new product ideas and ensure that these can be supported by portfolio managers and other business areas. Identify optimal fund structure within regulatory and internal guidelines. Conduct ad-hoc analysis related to design and construction. Identify and document any system changes required to support the investment process. Work to develop close links with other businesses and teams which form part of the structuring process to ensure timely and effective product delivery. Ensure that new...
CDO Fund Administrator
- Salary:
- £18ph
- Location:
- London, Docklands
- Job Type:
- Contract/Interim
- Date Posted:
- 22-May-2012 12:05Add to My Shortlist
This role reports directly to the Relationship Manager with the key responsibilities being as follows the day to day administration of the portfolio, Review daily activity databases, research and prepare responses as applicable Review internal operating accounts for receipt of funds, transfer of funds, and perform daily account Monitor receipt and disbursement of funds Daily Cash Management, Daily cash reconciliation of all accounts, Authenticate and verify trade instructions Compliance reporting - compliance both with governing documents and bank policies, and to ensure client satisfaction. General administration of the portfolio and client services .
Featured Jobs
Correspondence Administrator
- £14k pa + Uplift in lieu of benefits £1 ...
- Chelmsford
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