Compliance/Regulatory Jobs in Midlands
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Private Banking Officer
- Salary:
- From £18,485 to £21,125
- Location:
- Birmingham
- Job Type:
- Permanent
- Date Posted:
- 23-May-2012 14:48Add to My Shortlist
The vision for UK Retail is to become Britain's most helpful and sustainable bank. Our people are key in helping us achieve this. In this contact centre based role, you'll ensure our customers receive the best possible customer service whilst generating revenue for the bank. You'll proactively maintain the customer relationships that are key to the Private Banking division, communicating... cross-sales and strong product knowledge, you'll promote us as the financial solutions provider of choice for a wide range of private banking customers, and always focus on exceeding personal and group targets. You will have knowledge and understanding of retail banking services and products and a good working understanding of regulatory requirements and financial markets. With us, hard work adds up to more. Our rewards include a generous basic salary (£14,788 - £16,900), as well as the opportunity to participate in bonus schemes and receive discounted Group products. Plus your overall salary package includes 25% benefit funding that gives you the...
Temporary Customer Representative (Part Time)
- Salary:
- £8,882 - £10,362
- Location:
- Leicester
- Job Type:
- Permanent
- Date Posted:
- 21-May-2012 10:06Add to My Shortlist
Prepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society
Temporary Customer Representative (Part Time) Location: Leicester (CBS) - (6 month contract) Salary: £8,882 - £10,362 per annum, plus branch bonus scheme Hours of Work: 21 hours per week (Days to be confirmed). Saturday 9:00am - 12:00pm (Rota basis) Closing Date: 4th June 2012 Purpose of Role If you like people and enjoy delivering high quality customer service, you'll love working here. Our support and training will make sure that you understand the value of all our products, and feel confident identifying customer's needs and generating referrals for the branch Customer Consultants, ensuring you meet all regulatory, compliance and data protection standards. You will also support the branch with cashiering and administrative duties and contribute towards a culture of excellence by giving the best possible service experience our customers could wish for. If you: * Have previous experience of sales lead generation * Experience of working in...
Temporary Customer Representative (12 Months)
- Salary:
- £14,804 - £17,271
- Location:
- Leicester
- Job Type:
- Permanent
- Date Posted:
- 21-May-2012 10:05Add to My Shortlist
Prepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society
Temporary Customer Representative (12 Months) Location: Leicester (CBS) Salary: £14,804 - £17,271 per annum, plus branch bonus scheme Hours of Work: Monday - Friday 9:00am - 5:00pm, 35 hours per week. Saturday 9:00am - 12:00pm (Rota basis) Closing Date: 4th June 2012 Purpose of Role If you like people and enjoy delivering high quality customer service, you'll love working here. Our support and training will make sure that you understand the value of all our products, and feel confident identifying customer's needs and generating referrals for the branch Customer Consultants, ensuring you meet all regulatory, compliance and data protection standards. You will also support the branch with cashiering and administrative duties and contribute towards a culture of excellence by giving the best possible service experience our customers could wish for. If you: * Have previous experience of sales lead generation * Experience of working in...
Compliance Auditor
- Salary:
- £29k - £35k pa
- Location:
- Birmingham
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 14:07Add to My Shortlist
An opportunity has arisen within group compliance for a Compliance Auditor. The main purpose of this role is to carry out audits using a risk based approach to contribute to the delivery of the compliance audit plan which verifies whether the company's key regulatory risks are well managed and controlled. * Identify key regulatory risks and assess how well managed...
Financial Services Assistant
- Salary:
- £19k - £20k pa
- Location:
- Worcester
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 17:44Add to My Shortlist
The successful candidate will be working for a family business who has over the last 14 years turned into a company who has carved a name in the financial market. This company offers a truly professional package. They have demonstrated a compliance track record that is second to none and have a quality of marketing and business support rarely found in the market place. The successful candidate must posses the following skills and attribute * Diligent worker * Good management of time * Happy working as a department resource and comfortable with...
Interim Head of SOX
- Salary:
- £600 per day
- Location:
- East Midlands, London
- Job Type:
- Contract/Interim
- Date Posted:
- 21-May-2012 15:21Add to My Shortlist
My client, a East Midlands based retail bank, are looking to recruit an interim Head of SOX to work in its global cards business. This is a really high profile 12m contract which offers a very attractive, heavyweight role for the right SOX experienced applicant. The role holder will be expected to lead the overarching SOX delivery into the global business including compliance, external audits, reporting cycles and steering team delivery. This is a perfect role for any specialist looking to move away - or keep away - from direct resource management as this role has a team but there is no requirement for day to day management. The ideal candidate will have:...
Technology and Operations Support:
- Salary:
- £13k - £15500 pa
- Location:
- Worcester
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 17:52Add to My Shortlist
The successful candidate will be working for a family business who has over the last 14 years turned into a company who has carved a name in the financial market. This company offers a truly professional package. They have demonstrated a compliance track record that is second to none and have a quality of marketing and business support rarely found...
Senior Business Design Analyst
- Salary:
- £40,000 - £55,000
- Location:
- Northampton, Northamptonshire, East Midlands
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 11:31Add to My Shortlist
Senior Business Design Analyst A Global Banking Group is looking for the best Senior Business Analysts in the business, to be stretched, astonished and work on some of the biggest global projects around - ones that change the business for the good. As long as your CV proves you're an industry leading Business Analyst, there's more than enough to keep... on a number of them. * Whether you're focusing on resources, outputs or timescales, you'll work closely with key internal customer's right from the earliest stages to clarify objectives, explore innovative options and build commitment. * It'll also be down to you to make sure projects meet strict governance and regulatory requirements. And, at every stage, your strategic view of your project portfolio will help you align solutions and leverage synergies. * At the same time, you'll bring out the best in project teams, coaching, mentoring, directing and acting as an inspirational role model. Skills and experience required of the Senior...
Compliance Officer
- Salary:
- Neg
- Location:
- Cambridge, Peterborough, Cambridgeshire
- Job Type:
- Contract/Interim
- Date Posted:
- 23-May-2012 09:23Add to My Shortlist
Our client requires an interim Compliance Officer to provide an in-house service that helps support the Groups general insurance business to comply with relevant laws, regulations and internal procedures. The successful candidate will be expected to: * Provide guidance on the proper interpretation and application of laws, regulations and policies, including any proposed changes to FSA rules and guidance, assessing...
Compliance and Operations Assistant
- Salary:
- £15k - £18k pa
- Location:
- Worcester
- Job Type:
- Permanent
- Date Posted:
- 25-May-2012 17:40Add to My Shortlist
Description: * Highly attentive and motivated individual with a commitment to accuracy. * Effective working independently on projects and reporting in to Supervisors. * Understand the responsibility of working to deadlines * Be a key and adaptable resource to company as a whole. * Familiar with FSA regulation Confident working with figures * Enjoys Financial Services and committed to it...
Mortgage and Protection Advisors / Consultants
- Salary:
- £40k - 70k per year
- Location:
- Leeds, Bradford, Leicester, Newcastle, Nottingham, Manchester, Liverpool, Leeds, Bradford, Leicester, Newcastle, Nottingham, Manchester, Liverpool
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 14:53Add to My Shortlist
*Mortgage & Protection Advisors / Consultants - Leeds, Bradford, Leicester, Liverpool, Manchester, Newcastle & Nottingham - £40-70k Realistic OTE* Due to expansion an exciting opportunity has arisen for Mortgage Planners to join our client as home-based consultants across the north of England. Due to consistent growth and an increase in business they are now looking for experienced Mortgage and Protection... further than an hour from your home-base. The ideal Mortgage and Protection Advisor / Consultant will have: * A high level of self-motivation and enthusiasm, be ambitious and be committed to achieving and exceeding targets. * Ability to explain complex information clearly and simply and adhere to confidentiality rules and compliance procedures. * Ability & confidence to work face to face with clients in their own homes. * Certificate in Mortgage Advice and Practice (CeMAP), MAQ or equivalent. Salary and Reward Package : * Realistic OTE of £40,000 - £70,000. * Self-employed.
Retail Sales Trainer
- Salary:
- £19,760 - £28,610
- Location:
- Lynch Wood, Peterborough
- Job Type:
- Temporary/Seasonal
- Date Posted:
- 25-May-2012 00:00Add to My Shortlist
Prepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society
This exciting opportunity requires a well organised self-starter, with a strong sales focus, who enjoys seeing those around them develop and grow and achieving results. A positive outlook is essential. The role involves delivery and design of sales skills training procedural knowledge, regulatory requirements to both the branch and contact centre. You will also be involved in one to one...
Retail Sales Trainer - 12 MTH Fixed Term Contract
- Salary:
- £19760 - £28610
- Location:
- Lynch Wood, Peterborough
- Job Type:
- Temporary/Seasonal
- Date Posted:
- 21-May-2012 10:51Add to My Shortlist
Prepare yourself for interview with Sarah Smith - Resourcing Manager for Yorkshire Building Society
This exciting opportunity requires a strongly motivated individual. You will have a strong sales focus, and enjoy seeing those around you develop, grow and achieve results. A positive outlook and strong communication skills are essential. The role involves project management, delivery and design of sales skills training, procedural knowledge, regulatory requirements, predominately to the branch and contact centre staff. You...
Risk Consultant
- Salary:
- £30k - £40k pa
- Location:
- Birmingham
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 13:56Add to My Shortlist
The successful candidate will be expected to: * Carry out operational risk assessments surrounding specific departments and change programmes * Conduct analysis on the risk management strategies throughout the business, making recommendations founded on the outcomes * Perform root cause analysis on management information reports and other relevant data so that potential risks are highlighted as early as possible * Interpret regulatory and legislature relevant to the business and propose developments to risk management frameworks accordingly * Lead training sessions with colleagues from all levels, ensuring they are aware of the types of risk that affect the company * Production of risk reports so that senior management is fully aware of how...
Sales Executive - FTSE 200 Organisation
- Salary:
- To £25K + OTE c. £50K
- Location:
- East Midlands, West Midlands, Birmingham, London, Southampton, Surrey, Home Counties, Warwickshire, Worcestershire, Hertfordshire, Essex, Hampshire, Bedfordshire, Northamptonshire, Cambridgeshire
- Job Type:
- Permanent
- Date Posted:
- 22-May-2012 16:08Add to My Shortlist
Sales Executive - FTSE 200 Organisation To £25,000 + OTE c. £50,000 + car/car allowance + benefits Based: Home based My client, a FTSE 200 organisation, are looking to recruit an experienced sales professional to fulfil this brand new position within the school fees lending arena. My client is an extremely well established organisation; they are highly reputed and financially... relevant intermediaries. Other duties to include: * Carry out any customer/market research as and when required. * Update the Business Development Director and provide reports regularly on progress made/milestones and timescales where required, highlighting any areas of concern or issues/areas for discussion. * Carry out all duties with regards to Risk/Compliance and Governance, working within the Company's policies and procedures with full regard for equal opportunities, health and safety requirement and legislative and regulatory requirements, including FSA and FLA rules and regulations. * Ensure that customers and potential customers are treated fairly at all times. * Keep up to date with...
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