Compliance Jobs in Bristol
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Senior Compliance Advisor
- Salary:
- £35k - £42k pa + excellent corp bens
- Location:
- Bristol
- Job Type:
- Permanent
- Date Posted:
- 12-Feb-2012 18:13Add to My Shortlist
An excellent opportunity has arisen for a Senior Compliance Advisor to join one of UKs leading Blue Chip organisations within the Life and Pensions division The role is to provide support and guidance regarding the requirements of The Financial Services Authority (FSA), Data Protection and other regulations relevant to their role. Responsibilities: - Deputise for the Compliance Manager in presentation...
Senior Compliance Advisor
- Salary:
- 35000 - 42000 GBP Annual + excellent corp Benefits
- Location:
- Somerset, Bristol
- Job Type:
- Permanent
- Date Posted:
- 13-Feb-2012 02:08Add to My Shortlist
An excellent opportunity has arisen for a Senior Compliance Advisor to join one of UK's leading Blue Chip organisations within the Life and Pensions division The role is to provide support and guidance regarding the requirements of The Financial Services Authority (FSA), Data Protection and other regulations relevant to their role. Responsibilities: * Deputise for the Compliance Manager in presentation...
Regional Technical Trading Underwriter
- Salary:
- £15, 000
- Location:
- Bristol
- Job Type:
- Permanent
- Date Posted:
- 09-Feb-2012 00:00Add to My Shortlist
Job Description My client is looking for experienced commercial underwriters to join their Regional Commercial Insurance team in Manchester, with specific expertise in Property, Motor or Liability classes with a proven track record in developing broker relationships and new business support. Reporting to the Area Underwriter, the Trading Technical Underwriter will be responsible for the underwriting of complex individual risks. You will operate within agreed underwriting...
Client Services Administrator
- Salary:
- £18k - £18500 pa
- Location:
- Bristol
- Job Type:
- Contract/Interim
- Date Posted:
- 08-Feb-2012 00:00Add to My Shortlist
Client Services Administrator 12 Month Contract Bristol Salary: Circa 18.5k The successful applicant will be acting as liaison for the Investor Centre with a view to delivering a first class service to their clients. You will effectively assist and support the Advisor(s) in delivering a professional and high level of service to clients of the business, in line with the... to ensure delivery of smart working practices with a consist approach across the business units Ensure all processes deliver maximum efficiencies and non added value activities are kept to a minimum Ensure all prospect details are entered onto the 1st system Preparation of client file for meeting in accordance with compliance standards Ensure smooth processing of application forms and client cheques (within 24 hours of receipt) Set up and maintain cash arrangements on the Platform, including calculating funds required for income and fees Provide contract notes/log in details to clients in a timely manner Maintain oversight of cash balances on platform....
Senior Compliance Manager
- Salary:
- depending on experience
- Location:
- Bristol
- Job Type:
- Permanent
- Date Posted:
- 11-Feb-2012 00:00Add to My Shortlist
Hargreaves Lansdown is a highly successful FTSE 100 Financial Services group. Hargreaves Lansdown provides a diverse range of investment services to private investors and corporate clients. Services include fund and share dealing, wealth management, ISAs and pensions, delivered by 650 staff from modern and professional offices in Bristol. Hargreaves Lansdown's aim is to provide the best prices, best service and the best information to help its clients (388,000 clients with £23 billion invested), manage their money. The company is client-focused, plain-speaking and has a high performance and quality culture. An opportunity has arisen for an experienced regulatory professional to take an important role in the Compliance team, taking ownership of and adding value to key regulatory matters in a time of exciting change. Wide ranging responsibilities will include working with the Head of Compliance and Senior Management on key projects, managing and resolving important strategic and day to day issues, engaging with the FSA and providing...
Regional Technical Trading Underwriter - Bristol
- Salary:
- £40000
- Location:
- Bristol
- Job Type:
- Permanent
- Date Posted:
- 11-Feb-2012 00:00Add to My Shortlist
Regional Technical Trading Underwriter - Bristol Our client is looking for an experienced commercial underwriter to join their commercial Insurance team as a technical underwriter with specific expertise in property, motor or liability classes with a proven track record in developing broker relationships and new business support. Reporting to the Area Underwriter, you will be responsible for the underwriting of complex individual risks. You will operate within agreed underwriting guidelines...
Risk and Controls Analyst
- Salary:
- £23940 - £29925 pa
- Location:
- Bristol
- Job Type:
- Permanent
- Date Posted:
- 10-Feb-2012 14:30Add to My Shortlist
Responsibilities: -Responsible for independently negotiating action plans and target dates to ensure that closure is in a complete and timely manner. -Support the Relationship Manager with escalation related activity: raising, closing and managing. -Liaison with the business on Compliance Concerns/Escalations. -Act as the face of the Risk team when assisting the business and 3rd parties with Compliance Concerns and Escalations. -Responsible for ensuring issue management information from 3rd parties is clear, accurate, consistent and timely -Support the Relationship Manager in delivering the requirements of the Friends Life Risk Framework...
Head of Compliance
- Salary:
- Dependant on experience
- Location:
- Bristol, Liverpool, Peterborough
- Job Type:
- Contract/Interim
- Date Posted:
- 08-Feb-2012 17:00Add to My Shortlist
We currently have an urgent requirement for a high calibre, senior compliance professional with significant CF 29 or CF 10 experience. Strong written and communication skills with a credible compliance / risk background is essential for the below role. Role: Head of Compliance Dates: To start ASAP with length of contract TBC (interim 3-6months) Location: Bristol/Liverpool Peterborough. Multi - site. Rate: £TBC...
Compliance Monitoring Officer
- Salary:
- £40k pa
- Location:
- Bristol
- Job Type:
- Permanent
- Date Posted:
- 07-Feb-2012 17:54Add to My Shortlist
One of the most respected and established business process outsourcing companies in the UK have an exciting opportunity for a Compliance Monitoring Officer to join their Bristol based team. The Role As Compliance Monitoring Officer you will report to the Compliance Monitoring Manager. Key duties include; To carry out Compliance Monitoring in accordance with the Compliance Monitoring Procedures and methodologies for the business. To maintain appropriate records relating to monitoring activity....
Servicing Advisor Bristol up to £75, 000
- Salary:
- £75k pa
- Location:
- Bristol
- Job Type:
- Permanent
- Date Posted:
- 08-Feb-2012 00:00Add to My Shortlist
Servicing Advisor Bristol up to £75,000 To advise clients on all aspects of financial planning and wealth management. To adopt an holistic approach in managing long-term relationships with clients to deliver suitable, independent and beneficial ongoing financial planning and wealth solutions to meet their short and long-term objectives. To develop and deliver the agreed business targets whilst remaining compliant and meeting clients needs. Job Role To deliver fee income against agreed plan. To demonstrate and ensure all compliance file checks are neatly and comprehensively completed within the Companys Training and Competence Scheme. Minimal number of complaints to ensure client relationship is not impaired. Manage billing work in progress to create efficiency and service to clients. Ensure all activities are timely, compliant and conducted in a manner that will...
Audit & Corporate Services Senior - ACA / ACCA (Full or Part-Time)
- Salary:
- £25,000 - £35,000 DOE
- Location:
- Bristol, Bristol, United Kingdom
- Job Type:
- Permanent
- Date Posted:
- 13-Feb-2012 09:06Add to My Shortlist
Audit & Corporate Services Senior - ACA / ACCA (Full or Part-Time) Bristol £25,000 - £35,000 DOE Plus Annual Pay Review, 25 Days' Holiday, Flexible Working Time Scheme, Pension, Life Assurance, Critical Illness Scheme, Health Scheme A top 50 practice and one of the South West's largest and fastest growing accountancy firms, our client provides expert accounting advice. With teams that include some of the region's top experts, they're wholly committed to providing businesses and individual clients with the full range of pro-active support and advice. An opportunity has now arisen for an Audit & Corporate Services Senior to join their team on a full-time or part-time...
Literature Executive - Communications
- Salary:
- £18k - £23k pa + Good Benefits Package
- Location:
- Bristol, South West
- Job Type:
- Permanent
- Date Posted:
- 09-Feb-2012 16:35Add to My Shortlist
The Literature Executive will support the delivery of Protection pre-printed communications, ensuring literature is reviewed correctly, at the appropriate timescales and by the appropriate resources in order to stay compliant, fit for purpose and that all communications carry a compelling message. Responsibilities - Drive the delivery of cyclical literature reviews and projects for printed and electronic literature through the regulatory... day to day liaison with key stakeholders and business review teams to ensure appropriate legislative and business changes are reflected in final communications. - Ensure all documents are amended correctly in line with instructions from reviewers so that all materials are technically correct and fully compliant. - Facilitate the formal compliance approval process to ensure all literature is signed off and fit for purpose before going to print by following the agreed business literature approval process. Knowledge, Skills and Experience Required: - Knowledge of Pension, Life and Protection propositions. - Knowledge of delivering compelling targeted communications. - Capable of analysing and...
Senior Credit Risk Analyst
- Salary:
- 35000 - 45000 GBP Annual + Excellent benefits, inc
- Location:
- Somerset, Bristol
- Job Type:
- Contract/Interim
- Date Posted:
- 06-Feb-2012 19:03Add to My Shortlist
Senior Credit Risk Analyst A highly motivated Senior Credit Risk Analyst is required for a leading financial services organisation. An excellent opportunity has arisen for a highly motivated Senior Credit Risk Analyst to be part of the International Credit Risk Modelling Team. This is an exciting opportunity for a high calibre SAS Modeller, to join a team in a changing... considerable scope for personal development. Headline responsibilities will include supporting the development and validation of Principal Finance (Corporate/Financial Institution) probability of default (PD) and loss given default (LGD) risk rating models and enhancement- using SAS and SQL- of Wholesale and Internationals risk management capabilities to ensure internal and regulatory/Basel II compliance. More specifically: More specifically, the Senior Credit Risk Analyst will have the following responsibility:- Support Manager and Senior Manager in the design, development and validation of credit risk models and processes, using SAS and SQL. Support in researching the market for potentially new credit risk modelling improvements and techniques. Support...
Head of Operational Risk Management
- Salary:
- £55k - £65k pm + Bonus, 5k Car allowance etc.
- Location:
- Bristol
- Job Type:
- Permanent
- Date Posted:
- 06-Feb-2012 11:30Add to My Shortlist
My client, a leading financial services provider based in Bristol are currently looking for a Head of Operational Risk to join their successful team. The successful candidate need to develop strong relationships with internal stakeholders, recommending policies and opinions to the MD and senior level staff including developing risk management strategies. This is a 1st line role and needs proactive candidates (someone who is happy to roll their sleeves up) with solid problem solving nature. You will be taking into account commercial considerations, risk based business decisions, provide wider visibility for on-going risk management, improvement and oversight of the control environment and to maintain an open and positive risk management culture Key Attributes, knowledge etc. * A highly commercial approach to risk management and the ability to work at pace. *...
Commercial Account Executive
- Salary:
- Competitive/uncapped bonus
- Location:
- Gloucestershire, Herefordshire, Bristol
- Job Type:
- Permanent
- Date Posted:
- 08-Feb-2012 10:24Add to My Shortlist
My client, a specialist commercial insurance broker, are currently looking for a Commercial Account Executive to join their expanding team. The successful candidate will have a credible body of accounts and will have been operationally effective within the past 3 years. You will be familiar with all current industry compliance requirements, and have a solid background within the field of...
Featured Jobs
Audit & Corporate Services Senior - ACA / ACCA (Full or Part-Time)
- £25,000 - £35,000 DOE ...
- Bristol, Bristol, United ...
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