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Compliance Jobs in Banking

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Management Accounts and Compliance Vacancy - Investments Firm

Salary:
£30k - £50k pa
Location:
Edinburgh
Job Type:
Permanent
Date Posted:
09-Feb-2012 16:32Add to My Shortlist

Operations - Compliance/Risk and Managed Accounts Functions Permanent - Competitive Salary Location: Edinburgh (following training in London) The role will be based in Edinburgh but the candidate is required to work in London for circa 12 months as training will be provided by the firms associate company. The candidate will then be based permanently in our clients Edinburgh offices. An...

Group Compliance and Risk Officer - insurance PLC

Salary:
to £105,000
Location:
London
Job Type:
Permanent
Date Posted:
10-Feb-2012 15:03Add to My Shortlist

JOB TITLE Group Compliance and Risk Officer OVERALL PURPOSE OF THE JOB: 1)To oversee and manage compliance obligations worldwide. 2)To establish, oversee and manage an appropriate framework of risk management for the company, its subsidiaries and businesses. KEY RESPONSIBILITIES: Compliance qTo monitor and advise on Group Compliance obligations generally qTo act as Compliance Officer and to ensure that all regulatory...

Senior Compliance Advisor

Salary:
£35k - £42k pa + excellent corp bens
Location:
Bristol
Job Type:
Permanent
Date Posted:
12-Feb-2012 18:13Add to My Shortlist

An excellent opportunity has arisen for a Senior Compliance Advisor to join one of UKs leading Blue Chip organisations within the Life and Pensions division The role is to provide support and guidance regarding the requirements of The Financial Services Authority (FSA), Data Protection and other regulations relevant to their role. Responsibilities: - Deputise for the Compliance Manager in presentation...

Head of Group Compliance (General Insurance) - Lincoln

Salary:
£65-75,000 + Benefits
Location:
Lincoln
Job Type:
Permanent
Date Posted:
08-Feb-2012 10:41Add to My Shortlist

My client are one of the UK's leading property insurance specialist, and comprises a number of individual businesses and brands which provide specialist products and services to the property industry. They are now recruiting for a Head of Group Compliance to join them. Salary on offer is £65-75,000 Plus benefits. If you have a compliance background with general insurance experience, ...

Senior Compliance Auditor

Salary:
£45k - £55k pa + plus bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
14-Feb-2012 15:32Add to My Shortlist

Mackenzie Stuart is currently recruiting on behalf of a world leading oil and gas business. This company has operations around the globe and a turn over in excess of £20bn. Due to an internal promotion, they are currently looking to recruit for a senior compliance auditor Main responsibilities will be -Plans, organizes and performs various audits worldwide, including financial/ operational / Compliance (FCPA) or information systems audits, within cost and time budgets. -Develops accurate and complete audit work papers that adequately support audit findings and documents work performed. -Timely prepares audit points summarizing findings and...

Compliance Officer

Salary:
£50,000 - £60,000
Location:
London
Job Type:
Permanent
Date Posted:
08-Feb-2012 00:00Add to My Shortlist

My client a leading international Brokers are looking to recruit a Compliance Officer for their London City office. The Compliance and Business Risk department provide advice to UK regulated entities involved in Insurance and Reinsurance Broking. Your role as Compliance Officer will be to handle day-to-day enquiries from the UK regulated entities and associated Overseas Offices relating to risk and compliance, with...

Compliance Review Manager

Salary:
£55k pa + £5K Car Allowance & Benefits
Location:
Gloucestershire
Job Type:
Permanent
Date Posted:
10-Feb-2012 10:17Add to My Shortlist

An exciting opportunity has arisen with a major Life & Pension Outsource client. They are looking for an experienced Compliance Review Manager to join a project overseeing the Outsource of a Life & Pensions Book. The main purpose of the role is to deliver compliance and QA activity to ensure the clients customers receive fair outcomes in all their interactions with the Outsource. The successful candidate will get to utilise...

Regulatory Compliance Project Manager

Salary:
£55k - £65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 17:09Add to My Shortlist

Position Title: Regulatory Compliance Project Manager (Risk, Tax, Finance, HR, IT) Please note- this is not an IT based Project Manager Role. Department/Team: Project Management Office (PMO) Reporting To: Project Management Office Direct Reports: None Working Hours: 9.00 am to 5.30 pm Permanant. Candidate will ideally come from a fast paced financial services background with knowledge of Tax/Regulatory compliance or...

Compliance Monitoring Supervisor

Salary:
£30k - £35k pa + bonuce
Location:
London
Job Type:
Permanent
Date Posted:
10-Feb-2012 15:32Add to My Shortlist

Our client is a well established Independent Financial Advisor based in Central London offering mortgage, pension and investment advice as well as other areas. Due to a very recent promotion, there is now a great opportunity available for a strong individual to join as a Compliance Monitoring Supervisor. The main responsibilities will be: -Reviewing Client Files and other advice related documentation -Producing detailed feedback about the findings of advice reviews -Updating the systems with results and findings -End to end overseeing of the remedial action process -Assisting advisers with feedback, process and procedural enquiries -Overseeing and...

Compliance Officer

Salary:
£30k - £35k pa + bonus
Location:
London
Job Type:
Permanent
Date Posted:
14-Feb-2012 18:10Add to My Shortlist

Our client is a well established Independent Financial Advisor based in Central London offering mortgage, pension and investment advice as well as other areas. Due to a very recent promotion, there is now a great opportunity available for a strong individual to join as a Compliance Supervisor. The main responsibilities will be: -Reviewing Client Files and other advice related documentation -Producing detailed feedback about the findings of advice reviews -Updating the systems with results and findings -End to end overseeing of the remedial action process -Assisting advisers with feedback, process and procedural enquiries -Overseeing and amending...

Compliance Officer

Salary:
£29k - £30k pa + Pro Rata
Location:
Leeds
Job Type:
Permanent
Date Posted:
14-Feb-2012 10:56Add to My Shortlist

COMPLIANCE OFFICER Permanent Position, Part Time Hours, 22.5 hours per week, (Flexible) Location: Leeds Salary: £30,000 pro rata About us My client is one of the best financial services organisations in the UK. They are an ambitious and global organisation delivering audit, tax and advisory services across the world. They have an approachable, down to earth working culture and a...

Compliance Officer

Salary:
Neg
Location:
Cheltenham
Job Type:
Contract/Interim
Date Posted:
07-Feb-2012 15:09Add to My Shortlist

Capita is the UKs leading outsourcing company and are considered experts in the field of Life& Pensions. We have won awards for our performance and service excellence and we are looking for a Life & Pensions Compliance guru to be a part of this for an exciting contract in Cheltenham. As a Compliance Officer within our Life and Pensions division you would be an SME and have a passion for delivering excellent standards. This role is integral to our business and you would be working closely with...

Marine Credit and Compliance Manager

Salary:
Competitive
Location:
Eastleigh
Job Type:
Permanent
Date Posted:
13-Feb-2012 10:11Add to My Shortlist

RBS are looking for a Marine Credit and Compliance Manager to join our Marine Management Team, with responsibly for the credit function and compliance aspects of the business. You will focus on credit submissions / reviews, including large and complex transactions, involving multiple jurisdictions and complex ownership structures. Working with other members of the Marine Management Team and the Head...

Compliance Officer

Salary:
£30, 000-£32, 000
Location:
Reading
Job Type:
Permanent
Date Posted:
09-Feb-2012 00:00Add to My Shortlist

Reporting to the Compliance Manager, the Compliance Officer will assist in the setting, coordinating and delivery of the overall annual compliance management programme. The Compliance Officer will also be responsible for coordinating the annual internal audit programme with external suppliers and dealing with any enquiries and issues relating to the Data Protection Act. To be personally responsible for specific regulated...

Compliance Officer

Salary:
£40k - £55k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 10:29Add to My Shortlist

A Lloyds broker has a role for an individual to provide risk management and compliance advice to their UK regulated entities involved in Insurance and Reinsurance Broking. Main Responsibilities & Accountabilities: As a Compliance Officer your main responsibilities and accountabilities will be: Handling general day-to-day business enquiries including: - assisting in any required compliance monitoring; - advise on procedures and compliance issues; - assisting in...

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