Compliance Jobs in Middlesex

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Compliance Manager

Salary:: 300.00 - 400.00 GBP Day
Location:: London, City
Job Type:: Contract/Interim
Date Posted:: 24-May-2012 17:45Add to My Shortlist

Leading corporate bank is currently on a journey to rebuild a bank that is safe and sustainable. By undergoing programme work within the regulatory risk function my client is proactively de-risking the business. This is an exciting time to join the risk management function because the function has 100% backing from the CEO and to date the group has made significant progress and delivered on all commitments to reduce risk. However, there remains much to do and they require a number of interim compliance managers to fulfil generalist compliance responsibilities. Responsibilities: -Your primary role will be to identify regulatory risks within the compliance division of the corporate bank. -Managing key stakeholder relationships at Senior Management level -Provide timely and accurate written and/or verbal guidance in relation to compliance matters for the businesses set out...

Fund Administrator

Salary:: �30k - �40k pa
Location:: West End
Job Type:: Permanent
Date Posted:: 23-May-2012 15:43Add to My Shortlist

The Company Robert Half Financial Services is currently recruiting for a Fund Administrator, working within the administration team. The role involves KYC/AML for a boutique, fund management company. The role has been created due to expansion and is based in the West End. The Role The Fund Administrator role: *Assist in KYC/AML checks by the administrator for MSAF *Assist with all FSA compliance and regulatory issues and updates internally *Liaise with the companys external compliance company and the FSA as required *Liaise with fund manager/administrator and IFAs on all regulatory issues for particular clients *Provide updates on regulatory and promotional issues for clients *Manage changes to scheme particulars and marketing materials (application forms...

Compliance Officer

Salary:: �70,000 - �75,000
Location:: Wc2a, London, West London
Job Type:: Permanent
Date Posted:: 22-May-2012 15:45Add to My Shortlist

Compliance Officer - Private Equity WC2. A top opportunity has arisen for an experienced and self driven Compliance Officer to join this very successful and expanding Private Equity Firm. They are focused on the financial services sector and the successful candidate will have experience in dealing with compliance issues in a regulated environment, including at initial investment stage and from...

Senior M&S Money Assistant

Salary:: �25,150 to �29,850
Location:: White City
Job Type:: Permanent
Date Posted:: 25-May-2012 14:20Add to My Shortlist

About us: Combining over 125 years in retail with 147 years in banking, M&S Money is in a unique position of being able to access all that's great about both the M&S and HSBC brands. Building on our success to-date, we're now in a position to expand our in-store presence with a broader range of products and services which reflect... services. You will create meaningful and lasting relationships with customers and ensure M&S class service is at the heart of everything you do. About the role: This is a critical customer-facing role which embodies the M&S Money brand in-store and you will be expected to: �Meet customer service, sales and compliance targets as agreed with the M&S Money Manager �Build customer relationships, identifying solutions that satisfy their financial needs �Carry out on the job training and coaching for staff to ensure full product, systems and channel knowledge, resulting in a seamless, quality and value-add interaction with the customer �Act as operational...

Compliance Officer

Salary:: �60k - �70k pa
Location:: West End
Job Type:: Permanent
Date Posted:: 24-May-2012 14:41Add to My Shortlist

The Company Robert Half International is currently recruiting for a Compliance Officer within a prestigious Private Equity firm, based in the West End. This is an exciting new position within the organisation due to expansion. The Role Core Responsibilities of the Compliance Officer will include:Advisor: *Monitoring and highlighting compliance issues for both Private Equity and Credit Opportunities investment teams. *Assessing future...

Compliance analyst

Salary:: Market + bens +bonus
Location:: The City
Job Type:: Permanent
Date Posted:: 25-May-2012 00:00Add to My Shortlist

Compliance analyst within high performing Investment team of dynamic London market insurance underwriters. This is an ideal role in which to build your compliance career, and offers all round exposure and ongoing development. You will Understand Investment regs in all juristictions and will moniter changes in regulatory framework in all Countries. Maintain the investment manual. Advise if strategic and tactical...

Legal and Compliance Business Management Associate

Salary:: Competitive Package
Location:: London, The City
Job Type:: Permanent
Date Posted:: 23-May-2012 13:53Add to My Shortlist

Our client is a world class investment management business with a diverse range of innovative investment solutions for both institutional, intermediary and individual clients. Following ongoing investment in the Legal and Compliance function, a new vacancy has arisen for a Business Management Associate within the Legal and Compliance team. The team establishes and tests policies and procedures to ensure they meet regulatory requirements and are operationally effective, has oversight of regulatory issues and provides compliance training. The Business Management Associate will have...

Compliance Associate

Salary:: Negotiable, excellent bens
Location:: The City, London
Job Type:: Permanent
Date Posted:: 22-May-2012 17:28Add to My Shortlist

This successful Corporate Finance House based in the City is currently seeking a Compliance professional to work in a generalist position. This is an exciting time to join this established and highly regarded firm as they are currently going through a massive period of change and development. The salary offered is highly competitive and includes a comprehensive benefits package. In this role you will...

Mortgage Advisor, Excellent HNW Leads, London, South West, �70k+ OTE

Salary:: �70,000 OTE
Location:: Kensington, Bristol
Job Type:: Permanent
Date Posted:: 22-May-2012 21:15Add to My Shortlist

Are you a mortgage broker / mortgage advisor / mortgage adviser looking to really build your business? Cute Resource Solutions is delighted to be working with this prestigious HNW brokerage based in Kensington. Our client is currently enjoying a period of sustained, organic growth and is looking to add to their existing team of mortgage brokers / mortgage advisers in London and the South West / Bristol area with a motivated, driven and knowledgeable mortgage broker. As part of the package you can expect full compliance support, quality, qualified leads, full office facilities including a desk / phone line etc. and a great working atmosphere. This is a fee charging company (up to 1.25%) who specialise in providing mortgage advice and protection for large loans and more complex borrowing, their ethos is built around putting their...

Risk & Dispute Team leader / Deputy manager

Salary:: 30000-40000 Per Annum plu
Location:: London, City
Job Type:: Permanent
Date Posted:: 21-May-2012 10:37Add to My Shortlist

The Company My client is one of Europe`s most innovative payment solutions companies. They facilitate payments for both consumers and businesses and, in partnership with the a major Bank, now also support payment solutions for government councils throughout the UK. The Role To manage the Risk team and Internal/External fraud risks to the business. Act as leader and subject matter... Train and develop Risk team to ensure an effective cross functional department with appropriate coverage of all functional areas. Hold regular team meetings and monthly 1-2-1s with members of Risk team. Problem solving for difficult customer situations, process failures and system issues. Highlight backlogs and process failures to Management. Support Compliance function by assisting with policy and case decisions related to AML, KYC and other regulatory requirements. Maintain production reports and management information. Develop and maintain quality control procedures on production tasks completed both within the Risk department and call centre. Act as escalation point for fraud out of hours support...

Finance Director - Contract (London)

Salary:: Upto UKP 500 per month
Location:: London, City Of
Job Type:: Contract/Interim
Date Posted:: 25-May-2012 09:14Add to My Shortlist

3 Month Contract Immediate Start London To £500 per day Ltd Qualified Finance Director - CA, CIMA, ACCA Primary Purpose of the Role: Acts as principal Corporate Finance Officer for the UK: Overall responsibility for internal controls and compliance Responsible for local statutory filings and tax compliance across c.50 UK legal entities Responsible for Credit management for all Business Units and Regional Organizations Responsible for proactively leading and orchestrating, from evaluation to implementation, the integration of new business acquisitions Jointly responsible with the CFO and other Directors for the...

Sourcing Manager - for HR EMEA client group

Salary:: �300 - 400 per day
Location:: Canary Wharf, London
Job Type:: Contract/Interim
Date Posted:: 28-May-2012 16:26Add to My Shortlist

We are seeking a Sourcing Manager to join on a long term temporary basis supporting the sourcing requirements of our HR Department across EMEA. You will be responsible for raising the profile of the function through the engagement of key stakeholders within the various HR teams, running sourcing projects, drafting and negotiating of various HR agreements across the EMEA region.... UK and our EMEA Branches. You will be expected to find solutions and develop & implement sourcing strategies, whilst continuing to identify new areas for sourcing to provide support and deliver value across of a range of projects. You are also expected to adhere various policies and procedures to ensure compliance with global regulatory requirements in a risk averse environment, while delivering Best Practice Sourcing. Responsibilities Manage all day-to-day contractual and commercial requirements and issues arising within the areas of responsibility including, but not limited to, tender preparation, bid analysis, contract preparation and award, contract negotiation and administration, strategic vendor management...

PWM Compliance Officer

Salary:: GBP400 - GBP400 p/day
Location:: City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:: Temporary/Seasonal
Date Posted:: 24-May-2012 10:35Add to My Shortlist

PWM Compliance Officer An immediate opportunity has arisen for an experienced PWM Compliance Officer to join our client, a major financial services company based in London Key responsibilities of the PWM Compliance Officer job will include: - Providing advice and support to business projects and issues requiring compliance input - Managing compliance-led projects - Providing review and sign-off of marketing...

Director of Compliance Central Services (CCS) Operations

Salary:: GBP600 - GBP800 p/day
Location:: City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:: Temporary/Seasonal
Date Posted:: 23-May-2012 09:13Add to My Shortlist

Director of Compliance Central Services (CCS) Operations An immediate opportunity has arisen for an experienced Director of Compliance Central Services (CCS) Operations to join our client, a major financial services company based in London Key responsibilities of the Director of Compliance Central Services Operations job will include: - Representative for CCS in the Global Compliance Control Framework OpCo, a joint...

Regulatory Compliance Consultant(RETAIL FUNDS)

Salary:: �50k.00 - �60k.00 pa
Location:: City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:: Permanent
Date Posted:: 22-May-2012 08:13Add to My Shortlist

Job Board Advert Regulatory Compliance Consultant(RETAIL FUNDS) Our client is a professional financial services group for the asset management and securities industry . Its service offering is regulatory compliance consultancy services Alongside this, it offers services including hosted regulatory permissions, due diligence, compliance training, risk management and recruitment. Its Regulatory Compliance Consulting business is dedicated to providing compliance advisory services...