Banking - Compliance Jobs in London

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Compliance Mgr- Asset Management Mat Cover

Salary:
£65 - £70 pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
30-Jun-2009 09:31Add to My Shortlist

Compliance Manager- Asset Management Maternity Cover c£70k Our client, a leading Asset Management Company, is looking to recruit a Compliance Manager, to provide comprehensive regulatory advice to the business on a contract basis for a maternity cover This will include providing advice and guidance regarding financial services regulations, including in particular FSA COLL, SYSC and COBS rules, CSSF UCITS rules, ...

Treasury Regulatory Reporting Manager

Salary:
£50k - £80k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
30-Jun-2009 16:30Add to My Shortlist

Our client, an investment bank, is looking for a Treasury Regulatory Reporting Manager to join its team in London. This is a newly created position that will be responsible, amongst other ad-hoc duties, for: - Ensuring regulatory reporting standards are met. - Identifying and ensuring compliance with up to date regulatory standards. - Supervising junior members of staff. - Selecting...

Client Service Associate 19983

Salary:
£ - £35k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
02-Jul-2009 12:23Add to My Shortlist

A leading private banking firm seeks a client service associate. The client service associate will provide fundamental support in all phases of client service, client relationship building and account maintenance to assist the business activities of financial advisors. They will also provide client service support in accepting and placing orders, responding to client inquiries on account documentation, account balances, account...

Financial Manager

Salary:
£52k - £58k pa + Car allo
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
01-Jul-2009 17:01Add to My Shortlist

An exceptional opportunity exists for a Big 4 qualified, chartered accountant with industry experience to join my client as a financial and controls accountant. In a broad role, reporting to the Financial Controller you will be responsible for both ensuring compliance of finance policies and reporting financial information via month end work, budgeting, analysis and forecasts. This is a large...

Financial anc Controls Accountant

Salary:
£52k - £58k pa + Car allo
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
01-Jul-2009 15:13Add to My Shortlist

An exceptional opportunity exists for a Big 4 qualified, chartered accountant with industry experience to join my client as a financial and controls accountant. In a broad role, reporting to the Financial Controller you will be responsible for both ensuring compliance of finance policies and reporting financial information via month end work, budgeting, analysis and forecasts. This is a large...

Para Planner

Salary:
£30k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
30-Jun-2009 08:52Add to My Shortlist

Purpose of the role: This is a paraplanning role with the potential to develop into a senior paraplanner role. The individual will have the ability to provide technical support to the Directors. Paraplanning report writing will be the primary component of the role. Breakdown of duties: New business reports (10-25%) Review of existing accounts including planning and meeting (40-60%) Administration/research/technical...

Product Control

Salary:
Neg
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temporary
Date Posted:
01-Jul-2009 16:43Add to My Shortlist

Experience Minimum 3 years in Product Control environment. Qualifications Honours degree - Mathematics or Finance preferred (or equivalent Product Control experience) Accounting qualification (preferred) Role Specifics The individual will oversee and support the daily P&L validation processes including FOBO reconciliations, P&L preparation, Price Testing, provisioning, STR's, Account Ownership, SOX compliance and system change. The role requires all the expected attributes...

UK Financial Controller

Salary:
£70k - £75k pa + benefits
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
29-Jun-2009 15:13Add to My Shortlist

Our client is a global asset management business with over several hundred billion of AUM and are the subsidiary of a top tier global banking group. Its global finance department is currently experiencing a period of change and restructure, and as a result, there is the need to recruit a high calibre FC for the UK business. The successful applicant...

Compliance Manager - Employee Benefits

Salary:
£45k - £50k pa + Pension
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
29-Jun-2009 16:59Add to My Shortlist

This innovative and forward thinking national consultancy is looking to recruit a compliance manager to focus on the issues relating to theEmployee Benefits business.The successful candidate will be responsible for identifying and addressing compliance issues aswell as complaints handling, and ongoing legislative changes that could affect the business.The ideal candidate will have a broad based understanding of Pensions consultancy and...

Corporate Tax Analyst - FTSE 100 Media business

Salary:
£40k pa + large company b
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
02-Jul-2009 09:58Add to My Shortlist

This role holds responsibility for general compliance related work, taking care of a portfolio of tax returns. You will have ownership of a range of transfer pricing projects and related documentation, controlled foreign companies and residence reviews. You will also take an active part in advising on and resolving a challenging array of ad hoc issues - responding to a...

Account Opening Clerk - Private Wealth

Salary:
£150 p/day
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temporary
Date Posted:
01-Jul-2009 15:03Add to My Shortlist

A leading Wealth Manager based in the West End urgently requires an Account Opening Clerk on a temporary basis to check and approve the account opening documentation of its clients. Role / Responsibility: Checking & approval of all client account opening documentation to ensure compliance. Processing of documentation for clients booked outside of London, but relationship managed from London. Checking...

Group Financial Controller

Salary:
£70k - £75k pa + benefits
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
30-Jun-2009 09:27Add to My Shortlist

Our client is a global asset management business with over £300 billion of assets under management and are the subsidiary of a top tier global banking group. Its global finance department is currently experiencing a period of change and restructure, and as a result, there is the need to recruit a high calibre Group FC for the UK business. The...

Commodities Valuations Controller - London

Salary:
Neg
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
02-Jul-2009 09:06Add to My Shortlist

This leading Investment Bank is looking an experienced Commodities Valuations Product Controller to join its EMEA Commodities business based in London and specialise in driving forward the valuations agenda. As Commodities Valuations Controller you will deliver on the valuations agenda for the Commodities EMEA Product function. Responsibilities will include: Continuing to increase price testing coverage. Leading EMEA delivery on critical...

Head of Contract Compliance

Salary:
£35, 000
Location:
East London
Job Type:
Permanent
Date Posted:
30-Jun-2009 09:50Add to My Shortlist

NEWTEC provides childcare training and childcare places. Our Mission is to raise expectations by delivering high quality training and childcare services. NEWTEC manages the flagship East London Childcare Institute (ELCI) and the NEWTEC Children's Centre. To manage our contracts we have the following position available: Head of Contract Compliance (Reference N131) Salary circa £35, 000 p.a. depending on experience The post...

Compliance Analyst (Asset Management)

Salary:
£40k - £50k p hour
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temporary
Date Posted:
01-Jul-2009 16:48Add to My Shortlist

Compliance Analyst Working for the asset management arm of this global banking organisation, you will be working in a generalist compliance analyst position. Your main remit will be to assist line management in its responsibility for complying with all relevant regulations. You will provide the necessary advice and guidance so that appropriate operating procedures and controls are in place to...

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