Compliance Jobs in London

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Group Compliance and Risk Officer - insurance PLC

Salary:: to �105,000
Location:: London
Job Type:: Permanent
Date Posted:: 10-Feb-2012 15:03Add to My Shortlist

JOB TITLE Group Compliance and Risk Officer OVERALL PURPOSE OF THE JOB: 1)To oversee and manage compliance obligations worldwide. 2)To establish, oversee and manage an appropriate framework of risk management for the company, its subsidiaries and businesses. KEY RESPONSIBILITIES: Compliance qTo monitor and advise on Group Compliance obligations generally qTo act as Compliance Officer and to ensure that all regulatory...

Senior Compliance Auditor

Salary:: �45k - �55k pa + plus bonus
Location:: City Of London
Job Type:: Permanent
Date Posted:: 14-Feb-2012 15:32Add to My Shortlist

Mackenzie Stuart is currently recruiting on behalf of a world leading oil and gas business. This company has operations around the globe and a turn over in excess of �20bn. Due to an internal promotion, they are currently looking to recruit for a senior compliance auditor Main responsibilities will be -Plans, organizes and performs various audits worldwide, including financial/ operational / Compliance (FCPA) or information systems audits, within cost and time budgets. -Develops accurate and complete audit work papers that adequately support audit findings and documents work performed. -Timely prepares audit points summarizing findings and...

Compliance Officer

Salary:: �50,000 - �60,000
Location:: London
Job Type:: Permanent
Date Posted:: 08-Feb-2012 00:00Add to My Shortlist

My client a leading international Brokers are looking to recruit a Compliance Officer for their London City office. The Compliance and Business Risk department provide advice to UK regulated entities involved in Insurance and Reinsurance Broking. Your role as Compliance Officer will be to handle day-to-day enquiries from the UK regulated entities and associated Overseas Offices relating to risk and compliance, with...

Regulatory Compliance Project Manager

Salary:: �55k - �65k pa
Location:: City Of London
Job Type:: Permanent
Date Posted:: 07-Feb-2012 17:09Add to My Shortlist

Position Title: Regulatory Compliance Project Manager (Risk, Tax, Finance, HR, IT) Please note- this is not an IT based Project Manager Role. Department/Team: Project Management Office (PMO) Reporting To: Project Management Office Direct Reports: None Working Hours: 9.00 am to 5.30 pm Permanant. Candidate will ideally come from a fast paced financial services background with knowledge of Tax/Regulatory compliance or...

Compliance Monitoring Supervisor

Salary:: �30k - �35k pa + bonuce
Location:: London
Job Type:: Permanent
Date Posted:: 10-Feb-2012 15:32Add to My Shortlist

Our client is a well established Independent Financial Advisor based in Central London offering mortgage, pension and investment advice as well as other areas. Due to a very recent promotion, there is now a great opportunity available for a strong individual to join as a Compliance Monitoring Supervisor. The main responsibilities will be: -Reviewing Client Files and other advice related documentation -Producing detailed feedback about the findings of advice reviews -Updating the systems with results and findings -End to end overseeing of the remedial action process -Assisting advisers with feedback, process and procedural enquiries -Overseeing and...

Compliance Officer

Salary:: �30k - �35k pa + bonus
Location:: London
Job Type:: Permanent
Date Posted:: 14-Feb-2012 18:10Add to My Shortlist

Our client is a well established Independent Financial Advisor based in Central London offering mortgage, pension and investment advice as well as other areas. Due to a very recent promotion, there is now a great opportunity available for a strong individual to join as a Compliance Supervisor. The main responsibilities will be: -Reviewing Client Files and other advice related documentation -Producing detailed feedback about the findings of advice reviews -Updating the systems with results and findings -End to end overseeing of the remedial action process -Assisting advisers with feedback, process and procedural enquiries -Overseeing and amending...

Compliance Officer

Salary:: �40k - �55k pa
Location:: City Of London
Job Type:: Permanent
Date Posted:: 07-Feb-2012 10:29Add to My Shortlist

A Lloyds broker has a role for an individual to provide risk management and compliance advice to their UK regulated entities involved in Insurance and Reinsurance Broking. Main Responsibilities & Accountabilities: As a Compliance Officer your main responsibilities and accountabilities will be: Handling general day-to-day business enquiries including: - assisting in any required compliance monitoring; - advise on procedures and compliance issues; - assisting in...

Compliance Officer

Salary:: �40k - �55k pa
Location:: City Of London
Job Type:: Permanent
Date Posted:: 07-Feb-2012 10:29Add to My Shortlist

Senior Compliance Analyst / Manager

Salary:: �30k - �35k pa
Location:: London
Job Type:: Permanent
Date Posted:: 09-Feb-2012 18:19Add to My Shortlist

Our client, a leading provider of secure online payment systems has an immediate opening for a Compliance Manager. As the Compliance Manager you will be responsible for supporting the Head of Regulatory Operations in meeting regulatory requirements as a financial services institution, as well as championing due diligence practises within the organisation. This will include: * performing identity checks for enhanced customer due diligence * initiating due...

Client Engagement and Loyalty Manager

Salary:: �60k pa
Location:: City Of London
Job Type:: Permanent
Date Posted:: 08-Feb-2012 17:20Add to My Shortlist

Our Client is a leading provider of financial products and services to a niche client base The Position: An exciting position has arisen for an experienced Client Engagement and Loyalty Manager to address the banking needs of the most affluent consumers in the UK market. Some of your key objectives will include: -Manage the strategic direction and effectively work across teams to develop the Client engagement and loyalty strategy for relevant segments in the transactional banking product suite. -Develop strategies that improve the Client experience and drive usage of the Client account and Client Card associated with the account. -Engage with existing 3rd party suppliers to maximise the value they can drive to Clients. -Identify, negotiate and manage new 3rd party suppliers who may be relevant for driving client engagement and loyalty across the segments. -Work closely with the divisional and group...

HR Technology Consultant (VBA). To �25, 000

Salary:: �23k - �25k pa
Location:: London
Job Type:: Permanent
Date Posted:: 08-Feb-2012 10:14Add to My Shortlist

HR Technology Consultant (VBA) To �25,000 This leading global consultants and business advisors offer a range of services to their clients including managing services for multinational companies who send employees and their families, to work and live in another country. They are considered by many to be the market leaders in this field with an impressive existing client list and... core function of this team is to gather, consolidate and provide information on an assignee's pay and benefits to create a central global repository of total compensation data. Such services include, but are not limited to: Cost variance analysis Collection and consolidation of compensation data for tax and social security compliance Accruals management Total cost reporting and advisory Management information reporting Supporting clients with regard to payroll compliance and risk management Responsibilities Take responsibility for the build out of required technology and reporting tools Maintenance of existing technology and reporting tools Assisting with the identification service areas for improvement through the...

Customer Representative

Salary:: 18135 - 20427
Location:: Hampstead
Job Type:: Permanent
Date Posted:: 10-Feb-2012 09:29Add to My Shortlist

Customer Representative Location: Hampstead Salary: �18,135 - �20,427 per annum, Plus branch bonus scheme Hours of Work: Monday - Saturday 35 hours per week. Saturday close at 12:00 Closing Date: 23rd February 2012 Hello my name is Steven and I'm the branch manager at the Hampstead branch. I have worked for Yorkshire Building Society for over 6 years in various... If you like people and enjoy delivering high quality customer service, you'll love working here. Our support and training will make sure that you understand the value of all our products, and feel confident identifying customer's needs and generating referrals for the branch Customer Consultants, ensuring you meet all regulatory, compliance and data protection standards. You will also support the branch with cashiering and administrative duties and contribute towards a culture of excellence by giving the best possible service experience our customers could wish for. If you: * Have previous experience of sales lead generation * Experience of working in a...

Capital Reporting Manger Retail Banking London - �55k

Salary:: �49k - �55k pa + benefits
Location:: City Of London
Job Type:: Permanent
Date Posted:: 11-Feb-2012 09:01Add to My Shortlist

Capital Reporting Manger Retail Banking London - �55k Location: London Industry: Financial Services/Retail Banking Salary: up to �55k + car + benefits Key Words: Basel II, Basel, Basel III, capital reporting, impairment forecasting, impairment, capital, economic modelling, regulatory, regulatory capital, reporting, financial reporting, portfolio management, strategy A Global leading financial service organisation is currently looking for a Capital Reporting Manager... the UK and the vacancy has occurred due to the continuous growth of the business. The role plays a key role in recognising and implementing opportunities to optimize regulatory and capital requirements and has the responsibility for the analysis of emerging risk related regulation and insuring that appropriate strategic and compliance responses are implemented. The position comes with a chance to support the wider team in setting direction and benchmark for capital management across divisions and support the development and creation of effective MI to understand capital utilisations and returns. The role also involves reviewing and challenging the capital management strategies, ...

Underwriting Manager

Salary:: �50,000 - �100,000
Location:: London
Job Type:: Permanent
Date Posted:: 09-Feb-2012 00:00Add to My Shortlist

This is an excellent opportunity for an Underwriting Manager to join our team and make a difference in a challenging role managing SME package business underwriting across broker, direct and bank channels. Helping shape e commerce and product strategy across multiple channels and distribution systems Requirements The successful applicant will manage a book of circa �100 million of GWP. Candidates... * Lead packages trading across channels of sale.. * Delivery of budgeted return across packages channels of sale * Provision of technical support to regions, distribution and processing and servicing centre. * Set the underwriting policy in packages, review operational exposure, business goals and external factors including market change. * Account performance optimisation * Lead account segmentation, analysis, and performance * Pricing performance and control of account * Line of business governance including underwriting audit responsibility for the operating units and HO * Line management of technical trading units at Bristol and Peterborough * Underwriting manual and circular control, update and...

Senior Manager/ Head of Credit risk - London - �75k

Salary:: �55k pa + 75000
Location:: London
Job Type:: Permanent
Date Posted:: 11-Feb-2012 09:20Add to My Shortlist

Senior Manager/ Head of Credit risk Consumer finance - �75k + package Job title: Senior Manager / Head of Credit risk Consumer finance Location: London (Central) Salary: Up to �75k plus package Niche financial services start up within London is looking to hire a Head of risk to launch a product offering within niche markets that are underserved by mainstream... ventures in sectors including finance, technology and media. The head of role will be responsible for developing the product strategy, and will have overall responsibility for the analysis of the portfolio and to administer corrective action and protect the company from losses resulting from poor credit quality and lack of compliance with consumer laws, regulations and company policy. You will analyse both front end and back end strategies including growth strategies, underwriting decisions, credit quality and collection performance. You will also be charged with the development, maintenance and evaluation of the credit risk modelling activities as well as overseeing the development...